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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCI
626
Barings Corporate Investors
MCI
$340M
$169K 0.01%
11,000
– –
SAFE
627
Safehold
SAFE
$1.08B
$160K 0.01%
2,731
– –
HALO icon
628
Halozyme
HALO
$11.6B
$155K ﹤0.01%
+14,002
New +$117K
SIRI icon
629
SiriusXM
SIRI
$9.61B
$144K ﹤0.01%
3,725
+80
+2% +$2.98K
ACG
630
DELISTED
AllianceBernstein Income Fund Inc
ACG
$142K ﹤0.01%
20,162
+2,777
+16% +$19.7K
SRC
631
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$141K ﹤0.01%
+3,423
New +$141K
REFR icon
632
Research Frontiers
REFR
$17.2M
$140K ﹤0.01%
33,088
– –
TWO
633
Two Harbors Investment
TWO
$1.26B
$139K ﹤0.01%
+1,791
New +$141K
BYM
634
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$136K ﹤0.01%
10,000
-4,000
-29% -$52K
VMO icon
635
Invesco Municipal Opportunity Trust
VMO
$663M
$134K ﹤0.01%
11,409
– –
NEA icon
636
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$129K ﹤0.01%
10,310
+11
+0.1% +$135
FHN icon
637
First Horizon
FHN
$12B
$120K ﹤0.01%
10,947
+16
+0.1% +$189
GAB icon
638
Gabelli Equity Trust
GAB
$1.8B
$115K ﹤0.01%
17,976
– –
ARNA
639
DELISTED
Arena Pharmaceuticals Inc
ARNA
$113K ﹤0.01%
2,150
– –
MNKD icon
640
MannKind Corp
MNKD
$1.23B
$108K ﹤0.01%
3,800
-1,400
-27% -$46.3K
WIN
641
DELISTED
Windstream Holdings Inc
WIN
$100K ﹤0.01%
1,602
+44
+3% +$2.84K
ATEC icon
642
Alphatec Holdings
ATEC
$1.45B
$98K ﹤0.01%
4,162
– –
PTNR
643
DELISTED
Partner Communications
PTNR
$96K ﹤0.01%
12,216
-423
-3% -$3.1K
AMKR icon
644
Amkor Technology
AMKR
$13.5B
$86K ﹤0.01%
20,100
+100
+0.5% +$429
AMD icon
645
Advanced Micro Devices
AMD
$774B
$78K ﹤0.01%
20,350
+50
+0.2% +$190
RITM icon
646
Rithm Capital
RITM
$5.72B
$75K ﹤0.01%
+5,702
New +$74.7K
FAX
647
abrdn Asia-Pacific Income Fund
FAX
$604M
$74K ﹤0.01%
2,022
-104
-5% -$3.8K
NGD
648
DELISTED
New Gold Inc
NGD
$66K ﹤0.01%
11,077
– –
CDZI icon
649
Cadiz
CDZI
$299M
$63K ﹤0.01%
+12,407
New +$59.6K
AKS
650
DELISTED
AK Steel Holding Corp
AKS
$63K ﹤0.01%
16,900
– –
24 25
26
27 28

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.