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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEO icon
601
iShares US Oil & Gas Exploration & Production ETF
IEO
$589M
$989K 0.02%
11,377
+900
+9% +$83.8K
AIT icon
602
Applied Industrial Technologies
AIT
$13.2B
$987K 0.02%
21,619
-14,241
-40% -$697K
SYK icon
603
Stryker
SYK
$131B
$984K 0.02%
12,186
-204
-2% -$16.8K
SYY icon
604
Sysco
SYY
$40B
$977K 0.02%
25,749
+5,167
+25% +$193K
DRC
605
DELISTED
DRESSER-RAND GROUP INC
DRC
$977K 0.02%
+11,872
New +$798K
GOV
606
DELISTED
Government Properties Income Trust
GOV
$967K 0.02%
44,150
+7,575
+21% +$180K
ATW
607
DELISTED
Atwood Oceanics
ATW
$966K 0.02%
22,116
+5,348
+32% +$256K
YHOO
608
DELISTED
Yahoo Inc
YHOO
$962K 0.02%
23,613
-468
-2% -$17.6K
ADI icon
609
Analog Devices
ADI
$186B
$947K 0.02%
19,140
-241
-1% -$12.4K
XLB icon
610
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$943K 0.02%
38,022
-1,449,072
-97% -$36.2M
CHI
611
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$939K 0.02%
69,400
-7,300
-10% -$101K
UPBD icon
612
Upbound Group
UPBD
$1.15B
$936K 0.02%
30,836
-2,003
-6% -$53.9K
RIO icon
613
Rio Tinto
RIO
$160B
$934K 0.02%
19,000
+6,790
+56% +$375K
SLRC icon
614
SLR Investment Corp
SLRC
$711M
$934K 0.02%
50,000
– –
VAW icon
615
Vanguard Materials ETF
VAW
$3.05B
$933K 0.02%
+8,469
New +$948K
K
616
DELISTED
Kellanova
K
$932K 0.02%
16,110
+2,465
+18% +$149K
WPC icon
617
W.P. Carey
WPC
$16.3B
$929K 0.02%
14,871
-3,301
-18% -$216K
BHI
618
DELISTED
Baker Hughes
BHI
$927K 0.02%
14,252
– –
CMC icon
619
Commercial Metals
CMC
$7.98B
$926K 0.02%
+54,229
New +$952K
KMI.WS
620
DELISTED
Kinder Morgan Inc
KMI.WS
$924K 0.02%
253,785
+62,000
+32% +$209K
DIG icon
621
ProShares Ultra Energy
DIG
$83.4M
$919K 0.02%
+10,098
New +$1.04M
BKCC
622
DELISTED
BlackRock Capital Investment Corporation
BKCC
$911K 0.02%
106,630
+26,651
+33% +$241K
NGLS
623
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$906K 0.02%
+12,522
New +$879K
SPLS
624
DELISTED
Staples Inc
SPLS
$905K 0.02%
74,755
+12,703
+20% +$149K
LO
625
DELISTED
LORILLARD INC COM STK
LO
$903K 0.02%
15,066
-4,993
-25% -$303K
23 24
25
26 27

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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.