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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
601
Gilead Sciences
GILD
$168B
$216K 0.01%
+3,432
New +$205K
HDV
602
iShares Core High Dividend ETF
HDV
$15B
$215K 0.01%
16,225
– –
GPOR
603
DELISTED
Gulfport Energy Corp.
GPOR
$214K 0.01%
+3,333
New +$186K
MWV
604
DELISTED
MEADWESTVACO CORP
MWV
$214K 0.01%
+5,585
New +$206K
CTIC
605
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$214K 0.01%
+13,224
New +$153K
ORLY icon
606
O'Reilly Automotive
ORLY
$74.9B
$212K 0.01%
+24,885
New +$203K
BKNG icon
607
Booking.com
BKNG
$160B
$210K 0.01%
+5,200
New +$195K
NFG icon
608
National Fuel Gas
NFG
$7.82B
$210K 0.01%
+3,051
New +$198K
PHK
609
PIMCO High Income Fund
PHK
$875M
$210K 0.01%
17,586
– –
SGMO
610
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$209K 0.01%
19,944
– –
OGE icon
611
OGE Energy
OGE
$9.57B
$206K 0.01%
+5,713
New +$206K
VIAB
612
DELISTED
Viacom Inc. Class B
VIAB
$206K 0.01%
2,461
-69,731
-97% -$5.4M
WFT
613
DELISTED
Weatherford International plc
WFT
$205K 0.01%
13,390
-20,448
-60% -$300K
PII icon
614
Polaris
PII
$3.99B
$204K 0.01%
1,583
-14,023
-90% -$1.57M
TMP icon
615
Tompkins Financial
TMP
$1.43B
$204K 0.01%
4,420
-658
-13% -$29.8K
ADM icon
616
Archer Daniels Midland
ADM
$38.8B
$203K 0.01%
5,518
-2,963
-35% -$108K
RWR icon
617
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$203K 0.01%
2,785
-570
-17% -$42.7K
EPAC icon
618
Enerpac Tool Group
EPAC
$1.91B
$202K 0.01%
5,189
-142,570
-96% -$5.18M
AVK
619
Advent Convertible and Income Fund
AVK
$569M
$193K 0.01%
11,276
+40
+0.4% +$679
TSI
620
TCW Strategic Income Fund
TSI
$213M
$193K 0.01%
35,858
– –
NVG icon
621
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$184K 0.01%
14,500
-7,500
-34% -$93.6K
NXP icon
622
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$184K 0.01%
14,102
-3,545
-20% -$45.8K
FCT
623
First Trust Senior Floating Rate Income Fund II
FCT
$180K 0.01%
12,590
– –
GIG
624
DELISTED
GigPeak, Inc.
GIG
$176K 0.01%
137,152
– –
AES icon
625
AES
AES
$10.5B
$170K 0.01%
12,813
-7,170
-36% -$92K
23 24
25
26 27

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.