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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
576
Healthpeak Properties
DOC
$14.3B
$1.54M 0.02%
45,358
-7,713
-15% -$267K
PEG icon
577
Public Service Enterprise Group
PEG
$37.8B
$1.54M 0.02%
36,480
-2,198
-6% -$89.7K
GII icon
578
State Street SPDR S&P Global Infrastructure ETF
GII
$931M
$1.54M 0.02%
+35,890
New +$1.63M
ARMH
579
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$1.53M 0.02%
35,320
+1,919
+6% +$85.6K
PFM icon
580
Invesco Dividend Achievers ETF
PFM
$814M
$1.52M 0.02%
78,401
-1,572
-2% -$32K
TVTY
581
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1.52M 0.02%
136,643
-94,634
-41% -$1.16M
NVDA icon
582
NVIDIA
NVDA
$5.46T
$1.52M 0.02%
2,463,000
+183,720
+8% +$99.4K
TSLA icon
583
Tesla
TSLA
$1.34T
$1.52M 0.02%
91,590
+1,950
+2% +$33.1K
IWN icon
584
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.51M 0.02%
16,819
-2,022
-11% -$194K
VT icon
585
Vanguard Total World Stock ETF
VT
$81.9B
$1.5M 0.02%
27,113
-144,882
-84% -$8.6M
JTP
586
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.5M 0.02%
189,939
-12,427
-6% -$101K
IWL icon
587
iShares Russell Top 200 ETF
IWL
$2.29B
$1.49M 0.02%
+34,083
New +$1.58M
EGP icon
588
EastGroup Properties
EGP
$11B
$1.48M 0.02%
27,392
-2,014
-7% -$114K
PGHY icon
589
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$1.48M 0.02%
63,786
-13,896
-18% -$326K
JPC icon
590
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.48M 0.02%
164,232
-8,092
-5% -$74.2K
VYX icon
591
NCR Voyix
VYX
$1.17B
$1.47M 0.02%
105,590
+6,537
+7% +$109K
EES icon
592
WisdomTree US SmallCap Earnings Fund
EES
$736M
$1.46M 0.02%
59,742
-11,568
-16% -$305K
SPLV icon
593
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$1.46M 0.02%
40,712
-46
-0.1% -$1.71K
TYC
594
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.46M 0.02%
41,620
-25,162
-38% -$969K
CWB icon
595
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.75B
$1.46M 0.02%
+32,571
New +$1.51M
KN icon
596
Knowles
KN
$3.23B
$1.45M 0.02%
78,449
-2,786
-3% -$47.6K
IBB icon
597
iShares Biotechnology ETF
IBB
$9.77B
$1.44M 0.02%
14,265
-74,670
-84% -$8.96M
RF icon
598
Regions Financial
RF
$27B
$1.44M 0.02%
159,580
+1,455
+0.9% +$14.4K
PNC.WS
599
DELISTED
PNC Financial Services Group Inc
PNC.WS
$1.44M 0.02%
58,950
+5,400
+10% +$151K
FNDE icon
600
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$1.43M 0.02%
75,060
+24,884
+50% +$519K
22 23
24
25 26

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.