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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
576
PG&E
PCG
$38.1B
$249K 0.01%
6,082
+583
+11% +$25.3K
SCHW
577
Charles Schwab
SCHW
$186B
$249K 0.01%
11,770
-9,806
-45% -$213K
NXQ
578
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$243K 0.01%
19,400
-10,011
-34% -$124K
PRXL
579
DELISTED
Parexel International Corp
PRXL
$243K 0.01%
+4,835
New +$237K
SM icon
580
SM Energy
SM
$7.73B
$240K 0.01%
+3,105
New +$215K
HP icon
581
Helmerich & Payne
HP
$4.25B
$239K 0.01%
3,472
-234
-6% -$15.4K
DAR icon
582
Darling Ingredients
DAR
$9.84B
$238K 0.01%
+11,270
New +$230K
UPGD icon
583
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$238K 0.01%
+7,750
New +$231K
SYK icon
584
Stryker
SYK
$134B
$236K 0.01%
3,485
-3,883
-53% -$268K
TTE icon
585
TotalEnergies
TTE
$195B
$235K 0.01%
+2,566,210,339
New +$257K
NFX
586
DELISTED
Newfield Exploration
NFX
$235K 0.01%
+8,579
New +$215K
CIE
587
DELISTED
Cobalt International Energy, Inc
CIE
$234K 0.01%
627
– –
BWA icon
588
BorgWarner
BWA
$14.2B
$232K 0.01%
+5,205
New +$219K
THO icon
589
Thor Industries
THO
$4.23B
$230K 0.01%
+3,967
New +$210K
CA
590
DELISTED
CA, Inc.
CA
$230K 0.01%
+7,753
New +$232K
SBAC icon
591
SBA Communications
SBAC
$19.3B
$228K 0.01%
+2,828
New +$214K
APD icon
592
Air Products & Chemicals
APD
$68.9B
$226K 0.01%
+2,292
New +$218K
ROST icon
593
Ross Stores
ROST
$80.8B
$225K 0.01%
+6,168
New +$211K
ALNY icon
594
Alnylam Pharmaceuticals
ALNY
$29.6B
$224K 0.01%
+3,500
New +$174K
CMS icon
595
CMS Energy
CMS
$21.8B
$224K 0.01%
8,525
-1,843
-18% -$50.1K
PHO icon
596
Invesco Water Resources ETF
PHO
$2.09B
$223K 0.01%
+9,334
New +$215K
CSX icon
597
CSX Corp
CSX
$92.5B
$222K 0.01%
25,911
-8,988
-26% -$75.4K
TRMB icon
598
Trimble
TRMB
$13.5B
$219K 0.01%
7,377
-75,858
-91% -$2.07M
AXE
599
DELISTED
Anixter International Inc
AXE
$219K 0.01%
+2,493
New +$209K
CMI icon
600
Cummins
CMI
$87.1B
$217K 0.01%
+1,634
New +$202K
22 23
24
25 26

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.