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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
551
Celanese
CE
$4.82B
$1.76M 0.02%
29,686
+1,351
+5% +$85.7K
ETP
552
DELISTED
Energy Transfer Partners L.p.
ETP
$1.74M 0.02%
42,235
+21,691
+106% +$1.05M
FV icon
553
First Trust Dorsey Wright Focus 5 ETF
FV
$3.84B
$1.72M 0.02%
78,481
+18,992
+32% +$458K
ADT
554
DELISTED
ADT Corp
ADT
$1.72M 0.02%
57,351
-720
-1% -$23.3K
FMO
555
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.71M 0.02%
21,870
+461
+2% +$45.6K
CCL icon
556
Carnival Corporation Ltd
CCL
$39.1B
$1.71M 0.02%
34,316
-116
-0.3% -$5.9K
YPF icon
557
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1.71M 0.02%
112,013
+2,506
+2% +$56.1K
DLS icon
558
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.7M 0.02%
30,855
-4,074
-12% -$237K
THC icon
559
Tenet Healthcare
THC
$21.5B
$1.69M 0.02%
45,796
+34,080
+291% +$1.76M
HNT
560
DELISTED
HEALTH NET INC
HNT
$1.68M 0.02%
27,859
+2,348
+9% +$156K
MTUM icon
561
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$1.67M 0.02%
24,466
+18,909
+340% +$1.35M
NUV icon
562
Nuveen Municipal Value Fund
NUV
$1.9B
$1.65M 0.02%
167,670
-19,958
-11% -$194K
BABA icon
563
Alibaba
BABA
$293B
$1.64M 0.02%
27,876
+2,498
+10% +$182K
IRM icon
564
Iron Mountain
IRM
$37.6B
$1.63M 0.02%
52,623
-1,000
-2% -$29.8K
CMCSA icon
565
Comcast
CMCSA
$92.6B
$1.63M 0.02%
57,354
+3,190
+6% +$94.8K
FITB
566
Fifth Third Bancorp
FITB
$52.6B
$1.63M 0.02%
86,175
+7,255
+9% +$147K
IAU icon
567
iShares Gold Trust
IAU
$64.4B
$1.59M 0.02%
73,946
+40,518
+121% +$881K
HXL icon
568
Hexcel
HXL
$7.7B
$1.58M 0.02%
35,325
-4,579
-11% -$226K
ACM icon
569
Aecom
ACM
$8.12B
$1.58M 0.02%
57,414
-7,926
-12% -$230K
CI icon
570
Cigna
CI
$73.3B
$1.57M 0.02%
11,663
+684
+6% +$99.3K
OPK icon
571
Opko Health
OPK
$1.04B
$1.57M 0.02%
187,238
-3,548
-2% -$47K
JXI icon
572
iShares Global Utilities ETF
JXI
$307M
$1.56M 0.02%
35,330
– –
MJN
573
DELISTED
Mead Johnson Nutrition Company
MJN
$1.56M 0.02%
22,145
+657
+3% +$54K
IYY icon
574
iShares Dow Jones US ETF
IYY
$3.09B
$1.55M 0.02%
32,220
-2,556
-7% -$131K
BF.B icon
575
Brown-Forman Class B
BF.B
$12.8B
$1.54M 0.02%
49,775
+416
+0.8% +$13.6K
21 22
23
24 25

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.