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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
526
Essential Utilities
WTRG
$11.4B
$329K 0.01%
13,301
+60
+0.5% +$1.53K
CLB icon
527
Core Laboratories
CLB
$570M
$328K 0.01%
+1,938
New +$301K
DOV icon
528
Dover
DOV
$28.1B
$328K 0.01%
5,444
-8,694
-61% -$501K
CB
529
DELISTED
CHUBB CORPORATION
CB
$328K 0.01%
3,679
-21,349
-85% -$1.85M
OCR
530
DELISTED
OMNICARE INC
OCR
$326K 0.01%
5,873
-29,348
-83% -$1.57M
FBP icon
531
First Bancorp
FBP
$4.43B
$324K 0.01%
+57,091
New +$404K
BMR
532
DELISTED
BIOMED REALTY TRUST INC
BMR
$323K 0.01%
17,374
+2,424
+16% +$47.6K
MGA icon
533
Magna International
MGA
$18.8B
$322K 0.01%
7,806
-1,516
-16% -$59.4K
BR icon
534
Broadridge
BR
$19.5B
$319K 0.01%
+10,053
New +$299K
DEO icon
535
Diageo
DEO
$52.8B
$318K 0.01%
+2,506
New +$313K
IIM icon
536
Invesco Value Municipal Income Trust
IIM
$595M
$317K 0.01%
23,409
+3,700
+19% +$50K
CLX icon
537
Clorox
CLX
$13.1B
$316K 0.01%
3,862
-1,528
-28% -$129K
AROW icon
538
Arrow Financial
AROW
$644M
$309K 0.01%
16,039
-1
-0% -$19
WHR icon
539
Whirlpool
WHR
$2.84B
$309K 0.01%
+2,107
New +$279K
FITB
540
Fifth Third Bancorp
FITB
$52.2B
$307K 0.01%
17,032
-75,880
-82% -$1.43M
EMN icon
541
Eastman Chemical
EMN
$8.55B
$306K 0.01%
3,927
-656
-14% -$50.5K
ITW icon
542
Illinois Tool Works
ITW
$83.5B
$305K 0.01%
4,002
-114,649
-97% -$8.38M
LO
543
DELISTED
LORILLARD INC COM STK
LO
$305K 0.01%
+6,815
New +$300K
MFIC icon
544
MidCap Financial Investment
MFIC
$804M
$301K 0.01%
12,326
+1,700
+16% +$41.3K
AWF
545
AllianceBernstein Global High Income Fund
AWF
$878M
$298K 0.01%
19,794
-5,783
-23% -$83.4K
PNR icon
546
Pentair
PNR
$10.7B
$294K 0.01%
+6,732
New +$280K
CNC icon
547
Centene
CNC
$32.1B
$290K 0.01%
+18,148
New +$261K
ANDX
548
DELISTED
Andeavor Logistics LP
ANDX
$290K 0.01%
5,000
– –
LNC icon
549
Lincoln National
LNC
$8.51B
$287K 0.01%
+6,846
New +$289K
TRI icon
550
Thomson Reuters
TRI
$45.4B
$287K 0.01%
7,075
-132,710
-95% -$5.28M
20 21
22
23 24

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EIP
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LCIP
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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.