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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
426
Lockheed Martin
LMT
$138B
$508K 0.02%
3,985
-78,143
-95% -$9.49M
ROC
427
DELISTED
ROCKWOOD HLDGS INC
ROC
$508K 0.02%
+7,597
New +$501K
NVR icon
428
NVR
NVR
$17.1B
$507K 0.02%
+552
New +$499K
TEX icon
429
Terex
TEX
$7.74B
$505K 0.02%
15,026
-606
-4% -$18.4K
CMCSA icon
430
Comcast
CMCSA
$91B
$500K 0.02%
22,186
-219,046
-91% -$4.77M
TGI
431
DELISTED
Triumph Group
TGI
$499K 0.02%
7,100
+203
+3% +$15.7K
AGCO icon
432
AGCO
AGCO
$7.1B
$494K 0.02%
+8,176
New +$463K
NAD icon
433
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$493K 0.02%
37,823
-1,550
-4% -$19.9K
TRW
434
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$490K 0.02%
6,869
+216
+3% +$15.2K
CAJ
435
DELISTED
Canon, Inc.
CAJ
$489K 0.02%
+15,283
New +$491K
IWR icon
436
iShares Russell Mid-Cap ETF
IWR
$57.7B
$488K 0.02%
14,048
-16,060
-53% -$549K
BRFS
437
DELISTED
BRF SA
BRFS
$486K 0.02%
+19,811
New +$455K
XHB icon
438
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$482K 0.02%
15,750
+700
+5% +$20.9K
ETP
439
DELISTED
Energy Transfer Partners L.p.
ETP
$481K 0.02%
9,232
+1,149
+14% +$59.3K
WPC icon
440
W.P. Carey
WPC
$15.9B
$479K 0.02%
7,555
-593
-7% -$39K
AYI icon
441
Acuity Brands
AYI
$10.7B
$477K 0.02%
5,189
-295
-5% -$25.8K
IWP icon
442
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$477K 0.02%
12,212
-7,968
-39% -$304K
TOL icon
443
Toll Brothers
TOL
$14.3B
$477K 0.02%
14,705
-2,606
-15% -$84.3K
PSA icon
444
Public Storage
PSA
$60.7B
$472K 0.02%
2,941
+1,099
+60% +$174K
DB icon
445
Deutsche Bank
DB
$71.8B
$471K 0.02%
+12,044
New +$464K
ETN icon
446
Eaton
ETN
$178B
$470K 0.02%
6,830
-3,239
-32% -$218K
TSLA icon
447
Tesla
TSLA
$1.31T
$469K 0.02%
+36,360
New +$360K
TW
448
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$469K 0.02%
4,386
+1,717
+64% +$151K
SONY icon
449
Sony
SONY
$138B
$467K 0.01%
108,510
+40,000
+58% +$169K
KND
450
DELISTED
Kindred Healthcare
KND
$462K 0.01%
34,414
+14,731
+75% +$212K
16 17
18
19 20

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.