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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
401
General Mills
GIS
$20.2B
$3.42M 0.04%
60,959
-3,326
-5% -$191K
STE icon
402
Steris
STE
$23.2B
$3.4M 0.04%
52,327
+10,930
+26% +$722K
EQC.PRD
403
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$3.38M 0.04%
137,750
– –
VEU icon
404
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$3.35M 0.04%
78,584
-767
-1% -$35.4K
DINO icon
405
HF Sinclair
DINO
$15.2B
$3.34M 0.04%
68,383
-65,949
-49% -$3.14M
BSJJ
406
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$3.34M 0.04%
141,402
+14,830
+12% +$363K
CADE
407
DELISTED
Cadence Bank
CADE
$3.33M 0.04%
140,044
+100
+0.1% +$2.46K
HEP
408
DELISTED
Holly Energy Partners, L.P.
HEP
$3.33M 0.04%
114,653
+41,753
+57% +$1.3M
DUK icon
409
Duke Energy
DUK
$96.1B
$3.33M 0.04%
46,249
-3,937
-8% -$285K
TROW icon
410
T. Rowe Price
TROW
$24.3B
$3.32M 0.04%
47,722
-1,139
-2% -$84.4K
TSM icon
411
TSMC
TSM
$2.19T
$3.31M 0.04%
159,684
-36,792
-19% -$773K
PNC icon
412
PNC Financial Services
PNC
$101B
$3.29M 0.04%
36,829
-3,654
-9% -$344K
TEVA icon
413
Teva Pharmaceuticals
TEVA
$42.5B
$3.25M 0.04%
57,601
+1,834
+3% +$119K
LEG icon
414
Leggett & Platt
LEG
$1.3B
$3.25M 0.04%
78,711
+15,226
+24% +$711K
POT
415
DELISTED
Potash Corp Of Saskatchewan
POT
$3.24M 0.04%
157,648
+13,937
+10% +$365K
FBT icon
416
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$3.23M 0.04%
31,928
+15,258
+92% +$1.81M
ETP
417
DELISTED
Energy Transfer Partners, L.P.
ETP
$3.23M 0.04%
112,603
+33,558
+42% +$1.14M
EMBJ
418
Embraer S.A. ADS
EMBJ
$12.7B
$3.23M 0.04%
126,094
+5,030
+4% +$137K
FM
419
DELISTED
iShares Frontier and Select EM ETF
FM
$3.22M 0.04%
127,962
+63,880
+100% +$1.74M
AFFX
420
DELISTED
Affymetrix Inc
AFFX
$3.19M 0.04%
372,999
+35,024
+10% +$350K
CBI
421
DELISTED
Chicago Bridge & Iron Nv
CBI
$3.18M 0.04%
80,112
+70
+0.1% +$3.24K
SURE icon
422
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$3.16M 0.04%
60,056
+80
+0.1% +$4.47K
FNDX icon
423
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$3.15M 0.04%
+346,866
New +$3.34M
IBMF
424
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$3.15M 0.04%
114,614
+27,297
+31% +$750K
ASML icon
425
ASML
ASML
$691B
$3.14M 0.04%
+35,699
New +$3.38M
15 16
17
18 19

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.