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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
401
Vanguard Information Technology ETF
VGT
$147B
$615K 0.02%
+60,992
New +$600K
ISHG icon
402
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$613K 0.02%
6,433
-987
-13% -$92.2K
ERIC icon
403
Ericsson
ERIC
$33B
$609K 0.02%
45,584
+14,161
+45% +$176K
PAA icon
404
Plains All American Pipeline
PAA
$16.3B
$589K 0.02%
11,183
-267,739
-96% -$14.3M
GDX icon
405
VanEck Gold Miners ETF
GDX
$27.5B
$588K 0.02%
23,508
+1,091
+5% +$29K
VIOO icon
406
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$587K 0.02%
12,996
+7,956
+158% +$347K
XVZ
407
DELISTED
iPath S&P 500 Dynamic VIX ETN
XVZ
$587K 0.02%
15,124
-1,619
-10% -$65K
OPK icon
408
Opko Health
OPK
$1.04B
$580K 0.02%
65,852
+1,000
+2% +$8.02K
HSBC icon
409
HSBC
HSBC
$355B
$579K 0.02%
+12,391
New +$588K
DHS icon
410
WisdomTree US High Dividend Fund
DHS
$1.58B
$575K 0.02%
11,060
-367
-3% -$19.3K
MHR
411
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$571K 0.02%
92,520
-21,986
-19% -$99.6K
PSX icon
412
Phillips 66
PSX
$89.5B
$570K 0.02%
9,863
-8,536
-46% -$495K
VTV icon
413
Vanguard Morningstar Value ETF
VTV
$192B
$563K 0.02%
8,068
+291
+4% +$20.5K
IWB icon
414
iShares Russell 1000 ETF
IWB
$50B
$558K 0.02%
5,926
-7,219
-55% -$675K
SIAL
415
DELISTED
SIGMA - ALDRICH CORP
SIAL
$558K 0.02%
6,541
-2,017
-24% -$170K
GWX icon
416
State Street SPDR S&P International Small Cap ETF
GWX
$919M
$557K 0.02%
17,050
– –
GD icon
417
General Dynamics
GD
$106B
$549K 0.02%
6,270
-600
-9% -$51K
CEO
418
DELISTED
CNOOC Limited
CEO
$546K 0.02%
+2,708
New +$515K
BCS icon
419
Barclays
BCS
$93.7B
$545K 0.02%
34,593
-7,130
-17% -$112K
VCIT icon
420
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$545K 0.02%
6,529
-6,355
-49% -$527K
AVD icon
421
American Vanguard Corp
AVD
$64.6M
$544K 0.02%
20,210
– –
SEE
422
DELISTED
Sealed Air
SEE
$542K 0.02%
19,934
+1,649
+9% +$46.7K
HBI
423
DELISTED
Hanesbrands
HBI
$536K 0.02%
34,428
+5,444
+19% +$81K
WBK
424
DELISTED
Westpac Banking Corporation
WBK
$532K 0.02%
17,352
-4,943
-22% -$141K
FRN
425
DELISTED
Invesco Frontier Markets ETF
FRN
$519K 0.02%
31,077
+12,341
+66% +$199K
15 16
17
18 19

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.