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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
376
Xcel Energy
XEL
$48.5B
$771K 0.02%
27,909
-135
-0.5% -$3.86K
NPP
377
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$762K 0.02%
56,400
-3,000
-5% -$40.2K
BHP icon
378
BHP
BHP
$229B
$729K 0.02%
12,957
-5,606
-30% -$305K
SJT
379
San Juan Basin Royalty Trust
SJT
$126M
$729K 0.02%
45,635
-24,964
-35% -$410K
MDLZ icon
380
Mondelez International
MDLZ
$78.9B
$728K 0.02%
23,185
-261,113
-92% -$8.1M
GIS icon
381
General Mills
GIS
$20.2B
$725K 0.02%
15,135
-18,016
-54% -$904K
IWS icon
382
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$722K 0.02%
11,856
-2,228
-16% -$134K
PCP
383
DELISTED
PRECISION CASTPARTS CORP
PCP
$719K 0.02%
3,163
-8,218
-72% -$1.85M
ACC
384
DELISTED
American Campus Communities, Inc.
ACC
$718K 0.02%
21,035
-86
-0.4% -$3.21K
AON icon
385
Aon
AON
$75.6B
$717K 0.02%
9,625
-384
-4% -$26.3K
FBT icon
386
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$700K 0.02%
10,801
-1,050
-9% -$66.4K
IYR icon
387
iShares US Real Estate ETF
IYR
$4.48B
$697K 0.02%
10,932
-100
-0.9% -$6.53K
GSK icon
388
GSK
GSK
$102B
$694K 0.02%
11,060
+5,833
+112% +$375K
RPAI
389
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$691K 0.02%
50,240
+294
+0.6% +$4.17K
KRE icon
390
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$688K 0.02%
+19,290
New +$697K
IJJ icon
391
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
$687K 0.02%
12,724
-14,570
-53% -$777K
CBD
392
DELISTED
Companhia Brasileira de Distribuicao
CBD
$686K 0.02%
+14,899
New +$654K
MDT icon
393
Medtronic
MDT
$116B
$670K 0.02%
12,576
-72,376
-85% -$3.89M
VHT icon
394
Vanguard Health Care ETF
VHT
$19B
$666K 0.02%
7,154
– –
HMC icon
395
Honda
HMC
$41.1B
$646K 0.02%
16,942
-4,091
-19% -$156K
UN
396
DELISTED
Unilever NV New York Registry Shares
UN
$639K 0.02%
16,933
-6,013
-26% -$238K
FXA icon
397
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$635K 0.02%
6,793
-168
-2% -$15.4K
RF icon
398
Regions Financial
RF
$26.9B
$632K 0.02%
+68,270
New +$669K
SURG
399
DELISTED
SYNERGETICS USA, INC.
SURG
$630K 0.02%
138,460
– –
TYC
400
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$622K 0.02%
16,972
+3,005
+22% +$109K
14 15
16
17 18

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.