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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
351
Sony
SONY
$138B
$4.32M 0.05%
882,475
+75,675
+9% +$403K
AGN
352
DELISTED
Allergan plc
AGN
$4.31M 0.05%
15,859
+1,207
+8% +$371K
ESRX
353
DELISTED
Express Scripts Holding Company
ESRX
$4.27M 0.05%
52,779
+7,700
+17% +$671K
TDAY
354
USA Today Co
TDAY
$1B
$4.27M 0.05%
276,315
+73,815
+36% +$1.18M
OPPJ
355
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$285M
$4.27M 0.05%
256,808
+22,206
+9% +$388K
IHG icon
356
InterContinental Hotels
IHG
$23B
$4.26M 0.05%
93,314
-3,266
-3% -$167K
RTN
357
DELISTED
Raytheon Company
RTN
$4.25M 0.05%
38,900
+52
+0.1% +$5.43K
VTA
358
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.25M 0.05%
401,757
+76,091
+23% +$857K
IFF icon
359
International Flavors & Fragrances
IFF
$21.7B
$4.23M 0.05%
40,961
+7,665
+23% +$847K
HRI icon
360
Herc Holdings
HRI
$5.72B
$4.2M 0.05%
83,602
+74,764
+846% +$3.91M
SKT icon
361
Tanger
SKT
$4.43B
$4.16M 0.05%
126,210
-6,549
-5% -$213K
AES.PRC.CL
362
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$4.14M 0.05%
83,395
-150
-0.2% -$7.54K
N
363
DELISTED
Netsuite Inc
N
$4.08M 0.05%
48,615
+1,830
+4% +$168K
HLT icon
364
Hilton Worldwide
HLT
$70.8B
$4.06M 0.05%
58,948
-23,141
-28% -$1.79M
STH
365
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$4.03M 0.05%
160,277
+20,996
+15% +$527K
TFI icon
366
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$4.01M 0.05%
83,167
+22,423
+37% +$1.07M
BRW
367
Saba Capital Income & Opportunities Fund
BRW
$336M
$4.01M 0.05%
396,190
+41,604
+12% +$438K
SCHD icon
368
Schwab US Dividend Equity ETF
SCHD
$107B
$4M 0.05%
333,879
-12,339
-4% -$154K
DLN icon
369
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$4M 0.05%
118,866
+37,732
+47% +$1.33M
ICE icon
370
Intercontinental Exchange
ICE
$84.9B
$3.99M 0.05%
84,950
+62,305
+275% +$2.88M
EFT
371
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$3.98M 0.05%
300,550
+33,349
+12% +$458K
EFR
372
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$3.96M 0.05%
300,600
+33,573
+13% +$459K
HON icon
373
Honeywell
HON
$72.9B
$3.95M 0.05%
46,405
+1,998
+4% +$182K
MDY icon
374
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3.93M 0.05%
15,782
-101,450
-87% -$26.9M
CNK icon
375
Cinemark Holdings
CNK
$4.25B
$3.86M 0.05%
118,798
-8,916
-7% -$332K
13 14
15
16 17

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.