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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
326
iShares Global Healthcare ETF
IXJ
$4.23B
$4.84M 0.06%
98,294
-36,938
-27% -$1.99M
IP icon
327
International Paper
IP
$22.1B
$4.83M 0.06%
135,071
+3,662
+3% +$155K
ING icon
328
ING
ING
$101B
$4.78M 0.06%
338,076
+72,819
+27% +$1.15M
HAL icon
329
Halliburton
HAL
$28.2B
$4.74M 0.06%
134,071
-21,227
-14% -$835K
HME
330
DELISTED
HOME PROPERTIES, INC
HME
$4.67M 0.06%
62,405
-14,292
-19% -$1.06M
NTRS icon
331
Northern Trust
NTRS
$34.4B
$4.65M 0.06%
68,278
-267
-0.4% -$19.6K
DOX icon
332
Amdocs
DOX
$6.1B
$4.65M 0.06%
81,772
-7,250
-8% -$415K
ECL icon
333
Ecolab
ECL
$79.8B
$4.64M 0.06%
42,335
+1,041
+3% +$116K
BT
334
DELISTED
BT Group plc (ADR)
BT
$4.63M 0.06%
145,256
+15,288
+12% +$527K
VFC icon
335
VF Corp
VFC
$5.81B
$4.62M 0.06%
71,931
+2,264
+3% +$155K
EEMV icon
336
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$4.61M 0.06%
92,604
+6,653
+8% +$352K
SJM icon
337
J.M. Smucker
SJM
$12.5B
$4.59M 0.06%
40,266
+6,471
+19% +$722K
BSJI
338
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$4.59M 0.06%
186,185
+35,440
+24% +$899K
BR icon
339
Broadridge
BR
$19.5B
$4.5M 0.05%
81,252
+12,071
+17% +$649K
IBCD
340
DELISTED
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
$4.5M 0.05%
182,252
+14,844
+9% +$365K
MR
341
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$4.48M 0.05%
205,029
+32
+0% +$817
BANX
342
ArrowMark Financial
BANX
$198M
$4.47M 0.05%
266,041
-6,000
-2% -$100K
FFG
343
DELISTED
FBL Financial Group
FFG
$4.41M 0.05%
71,626
+479
+0.7% +$27.5K
LQD icon
344
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$4.39M 0.05%
37,833
-51,852
-58% -$6M
NJ
345
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$4.39M 0.05%
253,254
+13,103
+5% +$259K
IBCE
346
DELISTED
iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
IBCE
$4.38M 0.05%
182,156
+16,832
+10% +$403K
KKR icon
347
KKR & Co
KKR
$99.6B
$4.37M 0.05%
260,530
+11,946
+5% +$254K
IBDD
348
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$4.37M 0.05%
166,608
+15,300
+10% +$398K
WELL icon
349
Welltower
WELL
$163B
$4.36M 0.05%
64,417
-2,836
-4% -$189K
AET
350
DELISTED
Aetna Inc
AET
$4.33M 0.05%
39,608
-1,436
-3% -$166K
12 13
14
15 16

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IG
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EIP
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CI
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MG
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.