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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRI icon
326
Capri Holdings
CPRI
$1.77B
$1.1M 0.04%
+14,808
New +$1.03M
B
327
Barrick Mining
B
$67.2B
$1.1M 0.04%
59,049
-6,165
-9% -$109K
SU icon
328
Suncor Energy
SU
$74B
$1.09M 0.03%
30,536
-9,750
-24% -$324K
WAT icon
329
Waters Corp
WAT
$40.7B
$1.09M 0.03%
10,292
-1,280
-11% -$131K
BMY icon
330
Bristol-Myers Squibb
BMY
$130B
$1.09M 0.03%
23,526
-203,718
-90% -$8.94M
OSK icon
331
Oshkosh
OSK
$9.62B
$1.09M 0.03%
22,210
– –
SBR
332
Sabine Royalty Trust
SBR
$1.06B
$1.08M 0.03%
21,219
– –
TMO icon
333
Thermo Fisher Scientific
TMO
$224B
$1.08M 0.03%
11,703
-137,874
-92% -$12.5M
GUNR icon
334
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.08B
$1.08M 0.03%
31,924
-2,472
-7% -$81.5K
NICE icon
335
Nice
NICE
$5.95B
$1.05M 0.03%
25,428
-161
-0.6% -$6.2K
KEY icon
336
KeyCorp
KEY
$24.3B
$1.03M 0.03%
+90,219
New +$1.08M
BRK.A icon
337
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.02M 0.03%
6
-7
-54% -$1.21M
HAL icon
338
Halliburton
HAL
$28.2B
$1.01M 0.03%
20,949
+954
+5% +$44.7K
TPR icon
339
Tapestry
TPR
$32.4B
$1M 0.03%
18,400
-237,603
-93% -$13.1M
ALL icon
340
Allstate
ALL
$66.3B
$1M 0.03%
19,794
-1,951
-9% -$98.1K
NVO
341
Novo Nordisk
NVO
$207B
$990K 0.03%
58,510
-24,150
-29% -$406K
VUG icon
342
Vanguard Morningstar Growth ETF
VUG
$228B
$987K 0.03%
70,002
+28,626
+69% +$394K
HPF
343
John Hancock Preferred Income Fund II
HPF
$345M
$981K 0.03%
51,150
-14,900
-23% -$290K
TEVA icon
344
Teva Pharmaceuticals
TEVA
$42.5B
$981K 0.03%
25,955
-43,132
-62% -$1.68M
CBI
345
DELISTED
Chicago Bridge & Iron Nv
CBI
$980K 0.03%
14,468
-29,670
-67% -$1.83M
DJP icon
346
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$975K 0.03%
26,171
-12,789
-33% -$482K
NKG
347
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$974K 0.03%
81,100
-10,400
-11% -$124K
SAM icon
348
Boston Beer
SAM
$1.85B
$972K 0.03%
3,979
-458
-10% -$94.7K
RWX icon
349
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$967K 0.03%
22,961
+2,915
+15% +$119K
MSCI icon
350
MSCI
MSCI
$40.8B
$943K 0.03%
23,435
-2,800
-11% -$105K
12 13
14
15 16

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.