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UCFA
United Capital Financial Advisors Portfolio holdings
AUM
$16.3B
1-Year Est. Return
16.34%
This Fund
S&P 500
This Quarter
Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
(-3.6%)
Cap. Flow
+$278M
Cap. Flow
% of AUM
3.34%
Top 10 Holdings %
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$246M |
| 2 |
iShares Short Maturity Bond ETF
NEAR
|
+$233M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$162M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$105M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$79.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$119M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$85.8M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$61.7M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$49.9M |
| 5 |
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
|
+$45.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.51% |
| 2 | Healthcare | 6.06% |
| 3 | Financials | 5.84% |
| 4 | Industrials | 4.97% |
| 5 | Energy | 4.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Amazon
AMZN
$2.94T
| $5.49M | 0.07% |
214,340
+16,020
| +8% | +$405K |
|
302
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
| $5.46M | 0.07% |
270,294
-43,492
| -14% | -$951K |
|
|
RDS.A
303
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $5.42M | 0.07% |
120,583
-64,445
| -35% | -$3.27M |
|
304
Schwab Fundamental US Small Company Index ETF
FNDA
$9.33B
| $5.38M | 0.06% |
395,440
+105,402
| +36% | +$1.54M |
|
305
State Street SPDR S&P International Dividend ETF
DWX
$528M
| $5.36M | 0.06% |
157,958
+94,023
| +147% | +$3.51M |
|
306
iShares US Basic Materials ETF
IYM
$1.03B
| $5.35M | 0.06% |
82,569
+2,080
| +3% | +$151K |
|
307
RELX
RELX
$61.7B
| $5.34M | 0.06% |
307,286
+53,022
| +21% | +$886K |
|
308
Flowers Foods
FLO
$1.52B
| $5.34M | 0.06% |
215,899
+26,539
| +14% | +$603K |
|
309
Nuveen Credit Strategies Income Fund
JQC
$717M
| $5.29M | 0.06% |
663,578
+82,934
| +14% | +$698K |
|
310
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
| $5.28M | 0.06% |
71,816
-10,206
| -12% | -$795K |
|
|
BAC.WS.A
311
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
| $5.25M | 0.06% |
916,300
+358,500
| +64% | +$2.33M |
|
312
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $5.2M | 0.06% |
263,346
+32,460
| +14% | +$669K |
|
313
Vanguard S&P 500 ETF
VOO
$1.03T
| $5.17M | 0.06% |
29,426
+6,729
| +30% | +$1.25M |
|
314
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $5.17M | 0.06% |
398,205
-101,472
| -20% | -$1.41M |
|
315
Vodafone
VOD
$36.7B
| $5.17M | 0.06% |
162,770
-63,009
| -28% | -$2.24M |
|
|
TRIB
316
Trinity Biotech
TRIB
$9.03M
| $5.16M | 0.06% |
3,004
+424
| +16% | +$1.02M |
|
317
Invesco Senior Income Trust
VVR
$460M
| $5.13M | 0.06% |
1,226,094
+162,223
| +15% | +$707K |
|
|
BSJH
318
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $5.12M | 0.06% |
201,634
+37,948
| +23% | +$986K |
|
319
Equinix
EQIX
$102B
| $5.1M | 0.06% |
19,387
+1,806
| +10% | +$495K |
|
320
Paychex
PAYX
$43.1B
| $5.03M | 0.06% |
105,550
+18,174
| +21% | +$847K |
|
321
Phillips 66
PSX
$89.5B
| $5.02M | 0.06% |
65,388
+10,587
| +19% | +$841K |
|
322
Essex Property Trust
ESS
$18.2B
| $5.01M | 0.06% |
22,438
+4,317
| +24% | +$952K |
|
323
Unilever
UL
$134B
| $4.99M | 0.06% |
108,770
-77,699
| -42% | -$3.72M |
|
324
HCA Healthcare
HCA
$89.1B
| $4.96M | 0.06% |
64,157
-6,645
| -9% | -$588K |
|
325
Labcorp
LH
$26.1B
| $4.86M | 0.06% |
52,168
-5,663
| -10% | -$586K |
|
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United Capital Financial Advisors's Q3 2015 Portfolio in Review
As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.
- United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
- United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
- United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
- United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
- United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
- United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
- United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.
Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.