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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
301
Mastercard
MA
$492B
$1.34M 0.04%
19,960
-74,310
-79% -$4.67M
FDX icon
302
FedEx
FDX
$76.3B
$1.34M 0.04%
11,750
-2,015
-15% -$217K
MYGN icon
303
Myriad Genetics
MYGN
$308M
$1.34M 0.04%
56,998
-174,729
-75% -$4.96M
ANDV
304
DELISTED
Andeavor
ANDV
$1.34M 0.04%
30,397
-402
-1% -$20K
BNY
305
Bank of New York Mellon
BNY
$109B
$1.33M 0.04%
44,235
+11,627
+36% +$357K
KMB icon
306
Kimberly-Clark
KMB
$36.1B
$1.33M 0.04%
14,775
-19,497
-57% -$1.81M
PLL
307
DELISTED
PALL CORP
PLL
$1.28M 0.04%
16,673
-767
-4% -$54.9K
OLN icon
308
Olin
OLN
$2.17B
$1.28M 0.04%
55,607
-3,727
-6% -$88.2K
EMC
309
DELISTED
EMC CORPORATION
EMC
$1.27M 0.04%
49,865
-507,220
-91% -$13.2M
FCX icon
310
Freeport-McMoran
FCX
$96.4B
$1.27M 0.04%
38,414
-16,022
-29% -$490K
IGOV icon
311
iShares International Treasury Bond ETF
IGOV
$1.53B
$1.26M 0.04%
24,978
-2,662
-10% -$131K
EMB icon
312
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.25M 0.04%
11,515
+5,681
+97% +$616K
NOV icon
313
NOV
NOV
$7.49B
$1.21M 0.04%
17,215
-45,121
-72% -$3.02M
AMGN icon
314
Amgen
AMGN
$224B
$1.2M 0.04%
10,753
-2,125
-17% -$230K
MSFT icon
315
Microsoft
MSFT
$3.74T
$1.2M 0.04%
36,094
-552,307
-94% -$18.2M
KKR icon
316
KKR & Co
KKR
$99.6B
$1.19M 0.04%
57,925
+25,675
+80% +$515K
MFC icon
317
Manulife Financial
MFC
$72.7B
$1.19M 0.04%
71,834
-6,511
-8% -$111K
IHG icon
318
InterContinental Hotels
IHG
$23B
$1.16M 0.04%
27,659
+3,035
+12% +$128K
CLF icon
319
Cleveland-Cliffs
CLF
$7.08B
$1.15M 0.04%
55,835
-7,565
-12% -$156K
VXX
320
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.14M 0.04%
1,212
-913
-43% -$915K
CG icon
321
Carlyle Group
CG
$17.4B
$1.14M 0.04%
44,300
+27,500
+164% +$729K
TYG
322
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.12M 0.04%
6,112
-872
-12% -$157K
HR icon
323
Healthcare Realty
HR
$6.56B
$1.12M 0.04%
53,303
+2,505
+5% +$54.1K
SLV icon
324
iShares Silver Trust
SLV
$31.5B
$1.12M 0.04%
53,501
-12,581
-19% -$260K
SLRC icon
325
SLR Investment Corp
SLRC
$706M
$1.11M 0.04%
50,000
– –
11 12
13
14 15

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.