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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
276
Invesco QQQ Trust
QQQ
$478B
$4.32M 0.08%
43,715
-970
-2% -$94.5K
MDT icon
277
Medtronic
MDT
$116B
$4.29M 0.07%
69,249
+1,509
+2% +$95.9K
XLK icon
278
State Street Technology Select Sector SPDR ETF
XLK
$122B
$4.28M 0.07%
214,486
+82,280
+62% +$1.63M
APTV icon
279
Aptiv
APTV
$10.3B
$4.26M 0.07%
+69,455
New +$4.76M
DUK icon
280
Duke Energy
DUK
$96.1B
$4.25M 0.07%
56,895
-33,259
-37% -$2.43M
COV
281
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$4.24M 0.07%
48,964
+3,300
+7% +$292K
IEI icon
282
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$4.21M 0.07%
+34,728
New +$4.22M
NVO
283
Novo Nordisk
NVO
$207B
$4.2M 0.07%
176,490
+3,048
+2% +$70.1K
TYL icon
284
Tyler Technologies
TYL
$13.2B
$4.05M 0.07%
45,827
-666
-1% -$60.1K
KMB icon
285
Kimberly-Clark
KMB
$36.1B
$4.04M 0.07%
40,838
+1,732
+4% +$180K
VONV icon
286
Vanguard Russell 1000 Value ETF
VONV
$22B
$4.01M 0.07%
91,702
-19,268
-17% -$853K
ILF icon
287
iShares Latin America 40 ETF
ILF
$3.73B
$3.99M 0.07%
+108,287
New +$4.35M
AES.PRC.CL
288
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$3.98M 0.07%
77,550
– –
VEU icon
289
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$3.93M 0.07%
79,851
-403,444
-83% -$20.9M
PPH icon
290
VanEck Pharmaceutical ETF
PPH
$996M
$3.92M 0.07%
61,595
+48,780
+381% +$3.02M
DLS icon
291
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$3.91M 0.07%
66,139
+5,368
+9% +$340K
TFI icon
292
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$3.89M 0.07%
81,052
-3,208
-4% -$153K
LQD icon
293
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$3.86M 0.07%
32,673
+10,523
+48% +$1.25M
MRO
294
DELISTED
Marathon Oil Corporation
MRO
$3.85M 0.07%
102,526
+74,134
+261% +$2.94M
ISRG icon
295
Intuitive Surgical
ISRG
$142B
$3.84M 0.07%
+74,808
New +$3.71M
MDY icon
296
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3.8M 0.07%
15,248
-81,041
-84% -$20.8M
AB icon
297
AllianceBernstein
AB
$3.45B
$3.8M 0.07%
146,100
+27,000
+23% +$722K
AET
298
DELISTED
Aetna Inc
AET
$3.79M 0.07%
46,798
-3,573
-7% -$291K
PRFZ icon
299
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$3.78M 0.07%
200,950
+35,235
+21% +$693K
CG icon
300
Carlyle Group
CG
$17.2B
$3.77M 0.07%
123,675
+17,500
+16% +$570K
10 11
12
13 14

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IG
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EIP
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CI
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MG
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Macquarie Group
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CLGM
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LCIP
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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.