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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETP
276
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.69M 0.05%
50,800
– –
HRI icon
277
Herc Holdings
HRI
$5.72B
$1.66M 0.05%
24,906
+4,752
+24% +$364K
SCHC icon
278
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$1.65M 0.05%
53,561
+8,532
+19% +$251K
EVEP
279
DELISTED
EV Energy Partners, L.P.
EVEP
$1.65M 0.05%
44,451
+31,151
+234% +$1.19M
SUB icon
280
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.64M 0.05%
15,406
+982
+7% +$104K
PLKI
281
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$1.63M 0.05%
37,400
– –
RFG icon
282
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$1.63M 0.05%
73,220
-382,345
-84% -$8.24M
UNH icon
283
UnitedHealth
UNH
$365B
$1.61M 0.05%
22,529
-2,980
-12% -$213K
CNK icon
284
Cinemark Holdings
CNK
$4.25B
$1.56M 0.05%
49,117
-958
-2% -$28.8K
DOL icon
285
WisdomTree True Developed International Fund
DOL
$843M
$1.55M 0.05%
31,491
-6,213
-16% -$294K
BAC.WS.A
286
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$1.55M 0.05%
254,300
+17,100
+7% +$106K
HAS icon
287
Hasbro
HAS
$13.7B
$1.55M 0.05%
32,788
-2,554
-7% -$119K
ITM icon
288
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.54M 0.05%
34,449
-342
-1% -$15K
APC
289
DELISTED
Anadarko Petroleum
APC
$1.52M 0.05%
16,402
+773
+5% +$70.3K
N
290
DELISTED
Netsuite Inc
N
$1.52M 0.05%
14,056
-1,042
-7% -$103K
TROW icon
291
T. Rowe Price
TROW
$24.3B
$1.5M 0.05%
20,888
-459
-2% -$34K
ADSK icon
292
Autodesk
ADSK
$53.1B
$1.48M 0.05%
36,025
+1,827
+5% +$67.5K
XYL icon
293
Xylem
XYL
$28.8B
$1.47M 0.05%
52,582
-4,462
-8% -$119K
ACM icon
294
Aecom
ACM
$8.62B
$1.46M 0.05%
46,650
-5,300
-10% -$166K
VEU icon
295
Vanguard FTSE All-World ex-US ETF
VEU
$70B
$1.43M 0.05%
29,401
-53,576
-65% -$2.51M
AGU
296
DELISTED
Agrium
AGU
$1.41M 0.05%
16,806
+8,435
+101% +$739K
NUV icon
297
Nuveen Municipal Value Fund
NUV
$1.9B
$1.4M 0.04%
153,020
-13,800
-8% -$126K
CHI
298
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$1.37M 0.04%
108,513
-1,520
-1% -$19.2K
AIT icon
299
Applied Industrial Technologies
AIT
$13B
$1.35M 0.04%
26,236
-4,919
-16% -$249K
PVI icon
300
Invesco Floating Rate Municipal Income ETF
PVI
$31M
$1.35M 0.04%
54,000
– –
10 11
12
13 14

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EIP
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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.