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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-5.75%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$8.33B
AUM Growth
-$308M
Cap. Flow
+$278M
Cap. Flow %
3.34%
Top 10 Hldgs %
24.87%
Holding
1,365
New
116
Increased
531
Reduced
503
Closed
127

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$246M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$233M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$162M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$105M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$79.5M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$119M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$85.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$61.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$49.9M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$45.5M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Healthcare 6.06%
3 Financials 5.84%
4 Industrials 4.97%
5 Energy 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
251
Vanguard Total International Stock ETF
VXUS
$162B
$7.07M 0.08%
159,515
-1,875
-1% -$89.6K
FXO icon
252
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$7.06M 0.08%
314,580
-7,713
-2% -$182K
ET icon
253
Energy Transfer Partners
ET
$71.6B
$7.04M 0.08%
338,107
-20,871
-6% -$589K
AMGN icon
254
Amgen
AMGN
$224B
$7M 0.08%
50,587
+29,588
+141% +$4.66M
F icon
255
Ford
F
$55.7B
$6.94M 0.08%
511,421
+24,008
+5% +$343K
RSPT icon
256
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$6.91M 0.08%
811,720
-11,990
-1% -$106K
ACWI icon
257
iShares MSCI ACWI ETF
ACWI
$33.3B
$6.91M 0.08%
128,051
+27,203
+27% +$1.56M
BSCK
258
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$6.84M 0.08%
321,310
+31,046
+11% +$658K
CB icon
259
Chubb
CB
$134B
$6.75M 0.08%
65,238
+61,403
+1,601% +$6.42M
XRT icon
260
State Street SPDR S&P Retail ETF
XRT
$645M
$6.69M 0.08%
150,619
-979
-0.6% -$46.7K
FNDB icon
261
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$6.69M 0.08%
738,966
-74,322
-9% -$714K
CB
262
DELISTED
CHUBB CORPORATION
CB
$6.64M 0.08%
54,171
+4,391
+9% +$537K
ROST icon
263
Ross Stores
ROST
$80.8B
$6.61M 0.08%
136,346
+24,595
+22% +$1.26M
RSPU icon
264
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$6.46M 0.08%
182,116
-1,996
-1% -$71.1K
ALGN icon
265
Align Technology
ALGN
$12.3B
$6.43M 0.08%
113,255
-193,632
-63% -$11.5M
IHS
266
DELISTED
IHS INC CL-A COM STK
IHS
$6.4M 0.08%
55,149
-460
-0.8% -$55.7K
LYB icon
267
LyondellBasell Industries
LYB
$20.7B
$6.38M 0.08%
76,526
+11,249
+17% +$1M
SYY icon
268
Sysco
SYY
$40.3B
$6.33M 0.08%
162,478
+141,241
+665% +$5.39M
DE icon
269
Deere & Co
DE
$167B
$6.33M 0.08%
85,489
-300
-0.3% -$26.4K
DD
270
DELISTED
Du Pont De Nemours E I
DD
$6.31M 0.08%
130,928
+2,099
+2% +$112K
EFAV icon
271
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
$6.26M 0.08%
100,355
+11,723
+13% +$763K
IWR icon
272
iShares Russell Mid-Cap ETF
IWR
$57.7B
$6.26M 0.08%
160,964
-14,632
-8% -$606K
GLD icon
273
SPDR Gold Trust
GLD
$143B
$6.25M 0.08%
58,514
-9,182
-14% -$989K
FISV
274
Fiserv Inc
FISV
$28B
$6.25M 0.08%
144,218
-3,852
-3% -$167K
VTRS icon
275
Viatris
VTRS
$18.7B
$6.21M 0.07%
154,172
-8,864
-5% -$494K
9 10
11
12 13

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United Capital Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, United Capital Financial Advisors held 1,365 positions worth $8.33B, down 3.6% from $8.64B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

United Capital Financial Advisors deployed $278M of net new capital in Q3 2015, opening 116 new positions and adding to 531 existing holdings. Its largest new stake was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6.5% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $119M trimmed.

  • United Capital Financial Advisors's largest Q3 2015 buy was iShares 0-5 Year High Yield Corporate Bond ETF: 5,182,919 shares worth $237M.
  • United Capital Financial Advisors added most to iShares Short Maturity Bond ETF in Q3 2015, an estimated $233M increase.
  • United Capital Financial Advisors's biggest Q3 2015 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $119M.
  • United Capital Financial Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2015, selling an estimated $27.3M.
  • United Capital Financial Advisors's ten largest holdings make up 25% of its $8.33B portfolio in Q3 2015.
  • United Capital Financial Advisors opened 116 new positions and closed 127 in Q3 2015.
  • United Capital Financial Advisors's portfolio value fell 3.6% quarter-over-quarter to $8.33B.

Based on United Capital Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.