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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
-1.07%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$5.76B
AUM Growth
+$369M
Cap. Flow
+$456M
Cap. Flow %
7.92%
Top 10 Hldgs %
15.35%
Holding
1,151
New
373
Increased
398
Reduced
293
Closed
54

Top Buys

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$107M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$25M
3
IYF icon
iShares US Financials ETF
IYF
+$24.9M
4
IYR icon
iShares US Real Estate ETF
IYR
+$24.7M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$24.7M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$36.2M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$33.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$31.5M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$20.9M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$20.8M

Sector Composition

Rank Sector Weight
1 Energy 6.89%
2 Technology 6.82%
3 Financials 6.25%
4 Healthcare 6.11%
5 Industrials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWX icon
251
State Street SPDR S&P International Dividend ETF
DWX
$528M
$5.04M 0.09%
108,812
+27,376
+34% +$1.36M
SCHA icon
252
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$5.03M 0.09%
391,572
+123,436
+46% +$1.65M
TLH icon
253
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$5M 0.09%
38,386
-8,924
-19% -$1.16M
JFR icon
254
Nuveen Floating Rate Income Fund
JFR
$1.26B
$5M 0.09%
442,456
+5,249
+1% +$61.4K
SURE icon
255
AdvisorShares Insider Advantage ETF
SURE
$57.7M
$4.92M 0.09%
94,957
+42,412
+81% +$2.2M
WBA
256
DELISTED
Walgreens Boots Alliance
WBA
$4.89M 0.08%
82,524
+805
+1% +$52.8K
KKR icon
257
KKR & Co
KKR
$99.6B
$4.89M 0.08%
219,173
+81,430
+59% +$1.91M
BANX
258
ArrowMark Financial
BANX
$198M
$4.87M 0.08%
208,500
-2,000
-1% -$50.7K
LUMN icon
259
Lumen
LUMN
$6.56B
$4.86M 0.08%
118,955
+557
+0.5% +$21.9K
IEF icon
260
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$4.85M 0.08%
+46,821
New +$4.85M
WWAV
261
DELISTED
The WhiteWave Foods Company
WWAV
$4.85M 0.08%
133,491
-3,846
-3% -$128K
VO icon
262
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$4.78M 0.08%
162,832
-10,872
-6% -$323K
VTRS icon
263
Viatris
VTRS
$18.6B
$4.77M 0.08%
104,866
+62,359
+147% +$3.03M
AMJ
264
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.74M 0.08%
89,355
-13,059
-13% -$684K
XLNX
265
DELISTED
Xilinx Inc
XLNX
$4.74M 0.08%
111,807
+6,716
+6% +$293K
EPP icon
266
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$4.64M 0.08%
100,634
+17,810
+22% +$891K
TFCFA
267
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$4.61M 0.08%
134,526
+20,397
+18% +$705K
VCSH icon
268
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$4.61M 0.08%
57,750
+20,814
+56% +$1.67M
VGK icon
269
Vanguard FTSE Europe ETF
VGK
$31B
$4.59M 0.08%
83,152
-585,741
-88% -$33.8M
DRE
270
DELISTED
Duke Realty Corp.
DRE
$4.55M 0.08%
265,084
+97,369
+58% +$1.76M
VLO icon
271
Valero Energy
VLO
$93.1B
$4.55M 0.08%
+98,263
New +$4.96M
ATI icon
272
ATI
ATI
$31.3B
$4.54M 0.08%
122,499
+6,737
+6% +$283K
EWC icon
273
iShares MSCI Canada ETF
EWC
$6.49B
$4.52M 0.08%
147,316
+12,673
+9% +$408K
CHKP icon
274
Check Point Software Technologies
CHKP
$13.2B
$4.48M 0.08%
64,712
+5,999
+10% +$408K
IHS
275
DELISTED
IHS INC CL-A COM STK
IHS
$4.43M 0.08%
35,420
-307
-0.9% -$41.6K
9 10
11
12 13

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United Capital Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, United Capital Financial Advisors held 1,151 positions worth $5.76B, up 6.8% from $5.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

United Capital Financial Advisors deployed $456M of net new capital in Q3 2014, opening 373 new positions and adding to 398 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street Materials Select Sector SPDR ETF, an estimated $36.2M trimmed.

  • United Capital Financial Advisors's largest Q3 2014 buy was iShares China Large-Cap ETF: 623,618 shares worth $23.9M.
  • United Capital Financial Advisors added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2014, an estimated $107M increase.
  • United Capital Financial Advisors's biggest Q3 2014 reduction was State Street Materials Select Sector SPDR ETF, cutting an estimated $36.2M.
  • United Capital Financial Advisors fully exited iShares MSCI Germany ETF in Q3 2014, selling an estimated $20.5M.
  • United Capital Financial Advisors's ten largest holdings make up 15% of its $5.76B portfolio in Q3 2014.
  • United Capital Financial Advisors opened 373 new positions and closed 54 in Q3 2014.
  • United Capital Financial Advisors's portfolio value rose 6.8% quarter-over-quarter to $5.76B.

Based on United Capital Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.