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UCFA

United Capital Financial Advisors Portfolio holdings

AUM $16.3B
1-Year Est. Return 16.34%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+16.34%
3 Year Est. Return
+50.9%
5 Year Est. Return
+56.38%
10 Year Est. Return
+226.98%
AUM
$3.14B
AUM Growth
-$628M
Cap. Flow
-$784M
Cap. Flow %
-24.99%
Top 10 Hldgs %
20.83%
Holding
798
New
102
Increased
190
Reduced
326
Closed
120

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$52M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$22.6M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$16M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.2M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11.9M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$46M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43M
3
PG icon
Procter & Gamble
PG
+$38.2M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34.2M
5
GE icon
GE Aerospace
GE
+$28.3M

Sector Composition

Rank Sector Weight
1 Financials 7.31%
2 Technology 6.08%
3 Energy 5.9%
4 Healthcare 4.66%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAW icon
226
Vanguard Materials ETF
VAW
$3.11B
$2.45M 0.08%
25,735
-139
-0.5% -$12.8K
UPS icon
227
United Parcel Service
UPS
$88.5B
$2.43M 0.08%
26,573
-165,766
-86% -$14.6M
ISRG icon
228
Intuitive Surgical
ISRG
$141B
$2.42M 0.08%
57,834
-432
-0.7% -$19.1K
HYG icon
229
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.41M 0.08%
26,312
-87,997
-77% -$8.07M
IGIB icon
230
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$2.39M 0.08%
44,334
-7,494
-14% -$403K
PNC icon
231
PNC Financial Services
PNC
$101B
$2.39M 0.08%
33,001
-8,616
-21% -$643K
ZBH icon
232
Zimmer Biomet
ZBH
$18.7B
$2.37M 0.08%
29,692
-7,838
-21% -$617K
SCHA icon
233
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$2.29M 0.07%
189,896
+11,076
+6% +$130K
AXP icon
234
American Express
AXP
$231B
$2.28M 0.07%
30,175
+794
+3% +$59.7K
LEG icon
235
Leggett & Platt
LEG
$1.33B
$2.27M 0.07%
75,311
+6,793
+10% +$209K
DRE
236
DELISTED
Duke Realty Corp.
DRE
$2.26M 0.07%
146,234
+9,926
+7% +$156K
TFC icon
237
Truist Financial
TFC
$63.6B
$2.22M 0.07%
65,716
+8,303
+14% +$290K
FMC icon
238
FMC
FMC
$1.31B
$2.18M 0.07%
35,040
+28,901
+471% +$1.66M
SKH
239
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
$2.16M 0.07%
495,184
+20,000
+4% +$108K
CHL
240
DELISTED
China Mobile Limited
CHL
$2.15M 0.07%
38,116
-610
-2% -$33K
BP icon
241
BP
BP
$112B
$2.12M 0.07%
61,668
-10,589
-15% -$363K
DINO icon
242
HF Sinclair
DINO
$15.4B
$2.12M 0.07%
+50,269
New +$2.18M
BAX icon
243
Baxter International
BAX
$14.3B
$2.09M 0.07%
58,610
+49,963
+578% +$1.94M
MCK icon
244
McKesson
MCK
$104B
$2.09M 0.07%
16,257
+922
+6% +$113K
JFR icon
245
Nuveen Floating Rate Income Fund
JFR
$1.25B
$2.07M 0.07%
172,826
+33,583
+24% +$411K
QCOM icon
246
Qualcomm
QCOM
$171B
$2.07M 0.07%
30,707
-335,579
-92% -$22M
SE
247
DELISTED
Spectra Energy Corp Wi
SE
$2.06M 0.07%
60,243
-4,729
-7% -$163K
BIIB icon
248
Biogen
BIIB
$30.5B
$2.03M 0.06%
8,443
-1,339
-14% -$300K
IYY icon
249
iShares Dow Jones US ETF
IYY
$3.07B
$2.03M 0.06%
47,594
+6,722
+16% +$285K
JNK icon
250
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$2M 0.06%
16,769
-699
-4% -$83.5K
8 9
10
11 12

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United Capital Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, United Capital Financial Advisors held 798 positions worth $3.14B, down 17% from $3.76B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

United Capital Financial Advisors withdrew a net $784M in Q3 2013, closing 120 positions and reducing 326 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $43M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.3% of assets, up from 6.3% a quarter earlier, followed by Technology and Energy.

Against the trend, United Capital Financial Advisors opened a new position in iShares US Healthcare ETF worth $52.5M.

  • United Capital Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 2,453,020 shares worth $52.5M.
  • United Capital Financial Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $22.6M increase.
  • United Capital Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $46M.
  • United Capital Financial Advisors fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2013, selling an estimated $43M.
  • United Capital Financial Advisors's ten largest holdings make up 21% of its $3.14B portfolio in Q3 2013.
  • United Capital Financial Advisors opened 102 new positions and closed 120 in Q3 2013.
  • United Capital Financial Advisors's portfolio value fell 17% quarter-over-quarter to $3.14B.

Based on United Capital Financial Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.