Ulysses Management’s PennyMac Mortgage Investment PMT Stock Holding History

Ulysses Management’s Portfolio PMT Stock Details PMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-70,000	Closed	-$1.22M	–	60
2015 Q2	$1.22M	Hold	70,000	–	–	0.15%	41
2015 Q1	$1.49M	Hold	70,000	–	–	0.18%	42
2014 Q4	$1.48M	Hold	70,000	–	–	0.21%	39
2014 Q3	$1.5M	Hold	70,000	–	–	0.19%	43
2014 Q2	$1.54M	Buy	70,000 +5,000	+8%	+$111K	0.25%	36
2014 Q1	$1.55M	Hold	65,000	–	–	0.31%	38
2013 Q4	$1.49M	Buy	65,000 +10,000	+18%	+$226K	0.26%	35
2013 Q3	$1.25M	Buy	+55,000	New	+$1.2M	0.16%	30

Other funds holding PMT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

LPC

Long Pond Capital New York $1.05B AUM 16.49% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

RIM

RS Investment Management San Francisco, California $9.73B AUM 3.24% 1-Year Est. Return

Ulysses Management's PMT Position: Q3 2015 in Review

Ulysses Management sold out of PennyMac Mortgage Investment (PMT) in Q3 2015, closing a stake of 70,000 shares — an estimated $1.22M sold.

Ulysses Management first reported a position in PMT in Q3 2013 and held it in 8 quarters. The position peaked at $1.55M in Q1 2014. 148 funds tracked by Wall St. Rank hold PMT as of Q3 2015.

Ulysses Management reported no remaining PennyMac Mortgage Investment position as of Q3 2015 after selling out during the quarter.
Ulysses Management sold 70,000 PennyMac Mortgage Investment shares in Q3 2015, an estimated $1.22M.
Ulysses Management first reported a position in PennyMac Mortgage Investment in Q3 2013 and held it in 8 quarters.
Ulysses Management's PennyMac Mortgage Investment position peaked at $1.55M in Q1 2014.
148 funds tracked by Wall St. Rank held PennyMac Mortgage Investment as of Q3 2015.

Based on Ulysses Management's 13F filing for Q3 2015, filed 16 Nov 2015.