Ulysses Management’s PepsiCo PEP Stock Holding History

Ulysses Management’s Portfolio PEP Stock Details PEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-30,000	Closed	-$3.08M	–	53
2016 Q1	$3.08M	Hold	30,000	–	–	0.33%	32
2015 Q4	$3M	Hold	30,000	–	–	0.37%	32
2015 Q3	$2.83M	Hold	30,000	–	–	0.3%	33
2015 Q2	$2.8M	Sell	30,000 -345,000	-92%	-$33M	0.33%	30
2015 Q1	$35.9M	Hold	375,000	–	–	4.21%	3
2014 Q4	$35.5M	Sell	375,000 -118,300	-24%	-$11.3M	5.05%	3
2014 Q3	$45.9M	Hold	493,300	–	–	5.87%	3
2014 Q2	$44.1M	Hold	493,300	–	–	7.19%	3
2014 Q1	$41.2M	Hold	493,300	–	–	8.11%	3
2013 Q4	$40.9M	Buy	493,300 +69,300	+16%	+$5.75M	7%	3
2013 Q3	$33.7M	Buy	+424,000	New	+$34.8M	4.33%	3

Other funds holding PEP

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ulysses Management's PEP Position: Q3 2016 in Review

Ulysses Management sold out of PepsiCo (PEP) in Q3 2016, closing a stake of 10,000 shares — an estimated $1.06M sold.

Ulysses Management first reported a position in PEP in Q2 2013 and held it in 13 quarters. The position peaked at $1.06M in Q2 2016. 1,873 funds tracked by Wall St. Rank hold PEP as of Q3 2016.

Ulysses Management reported no remaining PepsiCo position as of Q3 2016 after selling out during the quarter.
Ulysses Management sold 10,000 PepsiCo shares in Q3 2016, an estimated $1.06M.
Ulysses Management first reported a position in PepsiCo in Q2 2013 and held it in 13 quarters.
Ulysses Management's PepsiCo position peaked at $1.06M in Q2 2016.
1,873 funds tracked by Wall St. Rank held PepsiCo as of Q3 2016.

Based on Ulysses Management's 13F filing for Q3 2016, filed 14 Nov 2016.