Ulysses Management’s Banc of California BANC Stock Holding History

Ulysses Management’s Portfolio BANC Stock Details BANC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-100,000	Closed	-$1.41M	–	54
2025 Q2	$1.41M	Buy	+100,000	New	+$1.36M	0.14%	40
2018 Q4	–	Sell	-140,000	Closed	-$2.65M	–	51
2018 Q3	$2.65M	Sell	140,000 -30,000	-18%	-$591K	0.21%	37
2018 Q2	$3.32M	Sell	170,000 -54,553	-24%	-$1.04M	0.29%	33
2018 Q1	$4.33M	Sell	224,553 -15,447	-6%	-$314K	0.4%	33
2017 Q4	$4.96M	Sell	240,000 -230,000	-49%	-$4.81M	0.53%	26
2017 Q3	$9.75M	Buy	470,000 +100,000	+27%	+$1.97M	1.06%	21
2017 Q2	$7.96M	Buy	370,000 +260,000	+236%	+$5.49M	1%	18
2017 Q1	$2.28M	Buy	+110,000	New	+$2.05M	0.35%	30
2015 Q1	–	Sell	-85,000	Closed	-$974K	–	57
2014 Q4	$974K	Sell	85,000 -95,000	-53%	-$1.08M	0.14%	45
2014 Q3	$2.09M	Hold	180,000	–	–	0.27%	38
2014 Q2	$1.96M	Sell	180,000 -20,000	-10%	-$228K	0.32%	34
2014 Q1	$2.45M	Buy	200,000 +175,017	+701%	+$2.27M	0.48%	27
2013 Q4	$335K	Buy	+24,983	New	+$334K	0.06%	50

Other funds holding BANC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $145B AUM 22.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Centerbridge Partners New York $61.1M AUM 3.67% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ulysses Management's BANC Position: Q3 2025 in Review

Ulysses Management sold out of Banc of California (BANC) in Q3 2025, closing a stake of 100,000 shares — an estimated $1.41M sold.

Ulysses Management first reported a position in BANC in Q4 2013 and held it in 13 quarters. The position peaked at $9.75M in Q3 2017. 272 funds tracked by Wall St. Rank hold BANC as of Q3 2025.

Ulysses Management reported no remaining Banc of California position as of Q3 2025 after selling out during the quarter.
Ulysses Management sold 100,000 Banc of California shares in Q3 2025, an estimated $1.41M.
Ulysses Management first reported a position in Banc of California in Q4 2013 and held it in 13 quarters.
Ulysses Management's Banc of California position peaked at $9.75M in Q3 2017.
272 funds tracked by Wall St. Rank held Banc of California as of Q3 2025.

Based on Ulysses Management's 13F filing for Q3 2025, filed 14 Nov 2025.