UPS

UHLMANN PRICE SECURITIES Portfolio holdings

AUM $169M
1-Year Est. Return 19.82%
This Quarter Est. Return
1 Year Est. Return
+19.82%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$169M
AUM Growth
+$5.19M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

1
+$1.25M
2
+$406K
3
+$360K
4
STEW
SRH Total Return Fund
STEW
+$292K
5
SBUX icon
Starbucks
SBUX
+$291K

Top Sells

1
+$2.23M
2
+$679K
3
+$265K
4
ORCL icon
Oracle
ORCL
+$262K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$240K

Sector Composition

1 Technology 17.69%
2 Financials 13.53%
3 Energy 5.94%
4 Communication Services 5.65%
5 Consumer Discretionary 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBDC
176
FT Confluence BDC & Specialty Finance Income ETF
FBDC
$40.1M
$199K 0.12%
+10,274
FCT
177
First Trust Senior Floating Rate Income Fund II
FCT
$259M
$198K 0.12%
19,668
+564
IAE
178
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$85.6M
$194K 0.12%
26,644
+691
TEI
179
Templeton Emerging Markets Income Fund
TEI
$315M
$184K 0.11%
28,516
+1,848
EDD
180
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$367M
$183K 0.11%
33,770
+733
TSI
181
TCW Strategic Income Fund
TSI
$235M
$175K 0.1%
35,429
+244
FSK icon
182
FS KKR Capital
FSK
$4.11B
$162K 0.1%
10,925
-13,045
NPCT icon
183
Nuveen Core Plus Impact Fund
NPCT
$292M
$154K 0.09%
15,144
+584
WIA
184
Western Asset Inflation-Linked Income Fund
WIA
$193M
$147K 0.09%
17,833
-486
TU icon
185
Telus
TU
$21.1B
$147K 0.09%
11,138
-1,213
KIO
186
KKR Income Opportunities Fund
KIO
$477M
$140K 0.08%
12,079
+364
PGZ
187
Principal Real Estate Income Fund
PGZ
$68.1M
$134K 0.08%
13,372
+401
IGD
188
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$456M
$133K 0.08%
23,185
+585
FUBO icon
189
FuboTV Inc
FUBO
$912M
$132K 0.08%
52,400
-2,500
NUV icon
190
Nuveen Municipal Value Fund
NUV
$1.89B
$123K 0.07%
13,619
+69
SABA
191
Saba Capital Income & Opportunities Fund II
SABA
$230M
$117K 0.07%
14,208
+282
BKT icon
192
BlackRock Income Trust
BKT
$360M
$113K 0.07%
+10,261
PPT
193
Putnam Premier Income Trust
PPT
$344M
$79.3K 0.05%
22,401
-3,300
PCF
194
High Income Securities Fund
PCF
$115M
$71.8K 0.04%
11,672
+322
UAA icon
195
Under Armour
UAA
$2.44B
$49.7K 0.03%
10,000
+1,265
TEAF
196
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
– –
-12,439
SWZ
197
Swiss Helvetia Fund
SWZ
$107M
– –
-111,654
PSN icon
198
Parsons
PSN
$7.69B
– –
-3,200
ORCL icon
199
Oracle
ORCL
$545B
– –
-933
NFLX icon
200
Netflix
NFLX
$373B
– –
-1,700
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