UBS O'Connor’s VanEck Semiconductor ETF SMH Stock Holding History

UBS O'Connor’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-400,000	Closed	-$17.5M	–	271
2018 Q4	$17.5M	Buy	+400,000	New	+$18.8M	0.63%	39

Other funds holding SMH

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

HIIFS

Harel Insurance Investments & Financial Services Ramat Gan, Israel $20.6B AUM 59.59% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS O'Connor's SMH Position: Q1 2019 in Review

UBS O'Connor sold out of VanEck Semiconductor ETF (SMH) in Q1 2019, closing a stake of 400,000 shares — an estimated $17.5M sold.

UBS O'Connor first reported a position in SMH in Q4 2018 and held it in 1 quarter. The position peaked at $17.5M in Q4 2018. 127 funds tracked by Wall St. Rank hold SMH as of Q1 2019.

UBS O'Connor reported no remaining VanEck Semiconductor ETF position as of Q1 2019 after selling out during the quarter.
UBS O'Connor sold 400,000 VanEck Semiconductor ETF shares in Q1 2019, an estimated $17.5M.
UBS O'Connor first reported a position in VanEck Semiconductor ETF in Q4 2018 and held it in 1 quarter.
UBS O'Connor's VanEck Semiconductor ETF position peaked at $17.5M in Q4 2018.
127 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q1 2019.

Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.