UBS O'Connor’s Polaris PII Stock Holding History

UBS O'Connor’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,103	Closed	-$460K	–	676
2015 Q2	$460K	Buy	3,103 +993	+47%	+$143K	0.01%	585
2015 Q1	$298K	Buy	+2,110	New	+$311K	0.01%	616

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

UBS O'Connor's PII Position: Q3 2015 in Review

UBS O'Connor sold out of Polaris (PII) in Q3 2015, closing a stake of 3,103 shares — an estimated $460K sold.

UBS O'Connor first reported a position in PII in Q1 2015 and held it in 2 quarters. The position peaked at $460K in Q2 2015. 487 funds tracked by Wall St. Rank hold PII as of Q3 2015.

UBS O'Connor reported no remaining Polaris position as of Q3 2015 after selling out during the quarter.
UBS O'Connor sold 3,103 Polaris shares in Q3 2015, an estimated $460K.
UBS O'Connor first reported a position in Polaris in Q1 2015 and held it in 2 quarters.
UBS O'Connor's Polaris position peaked at $460K in Q2 2015.
487 funds tracked by Wall St. Rank held Polaris as of Q3 2015.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.