UBS O'Connor’s Orion OEC Stock Holding History

UBS O'Connor’s Portfolio OEC Stock Details OEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-68,313	Closed	-$1.4M	–	452
2017 Q1	$1.4M	Buy	+68,313	New	+$1.4M	0.02%	316
2015 Q3	–	Sell	-46,687	Closed	-$862K	–	664
2015 Q2	$862K	Buy	+46,687	New	+$916K	0.02%	437

Other funds holding OEC

Rovida Advisors Fort Lauderdale, Florida $116M AUM 12.52% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LCM

Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return

DGHMC

Dalton, Greiner, Hartman, Maher & Co New York $126M AUM 92.88% 1-Year Est. Return

SAM

Scopus Asset Management New York $5.77B AUM 36.85% 1-Year Est. Return

BHC

Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return

UBS O'Connor's OEC Position: Q2 2017 in Review

UBS O'Connor sold out of Orion (OEC) in Q2 2017, closing a stake of 68,313 shares — an estimated $1.4M sold.

UBS O'Connor first reported a position in OEC in Q2 2015 and held it in 2 quarters. The position peaked at $1.4M in Q1 2017. 82 funds tracked by Wall St. Rank hold OEC as of Q2 2017.

UBS O'Connor reported no remaining Orion position as of Q2 2017 after selling out during the quarter.
UBS O'Connor sold 68,313 Orion shares in Q2 2017, an estimated $1.4M.
UBS O'Connor first reported a position in Orion in Q2 2015 and held it in 2 quarters.
UBS O'Connor's Orion position peaked at $1.4M in Q1 2017.
82 funds tracked by Wall St. Rank held Orion as of Q2 2017.

Based on UBS O'Connor's 13F filing for Q2 2017, filed 14 Aug 2017.