UBS O'Connor’s LyondellBasell Industries LYB Stock Holding History

UBS O'Connor’s Portfolio LYB Stock Details LYB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-64,370	Closed	-$4.79M	–	461
2016 Q2	$4.79M	Buy	+64,370	New	+$5.31M	0.1%	181
2015 Q2	–	Sell	-10,902	Closed	-$958K	–	874
2015 Q1	$958K	Buy	10,902 +5,451	+100%	+$458K	0.01%	531
2014 Q4	$433K	Buy	+5,451	New	+$473K	0.01%	451

Other funds holding LYB

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SCP

Soroban Capital Partners New York $47.8B AUM 11.8% 1-Year Est. Return

UBS O'Connor's LYB Position: Q3 2016 in Review

UBS O'Connor sold out of LyondellBasell Industries (LYB) in Q3 2016, closing a stake of 64,370 shares — an estimated $4.79M sold.

UBS O'Connor first reported a position in LYB in Q4 2014 and held it in 3 quarters. The position peaked at $4.79M in Q2 2016. 709 funds tracked by Wall St. Rank hold LYB as of Q3 2016.

UBS O'Connor reported no remaining LyondellBasell Industries position as of Q3 2016 after selling out during the quarter.
UBS O'Connor sold 64,370 LyondellBasell Industries shares in Q3 2016, an estimated $4.79M.
UBS O'Connor first reported a position in LyondellBasell Industries in Q4 2014 and held it in 3 quarters.
UBS O'Connor's LyondellBasell Industries position peaked at $4.79M in Q2 2016.
709 funds tracked by Wall St. Rank held LyondellBasell Industries as of Q3 2016.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.