UBS O'Connor’s Chimera Investment CIM Stock Holding History

UBS O'Connor’s Portfolio CIM Stock Details CIM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-107,170	Closed	-$4.82M	–	443
2013 Q2	$4.82M	Buy	+107,170	New	+$5.09M	0.09%	244

Other funds holding CIM

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

CLG

Cooperman Leon G $3.55B AUM 41.85% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

ING Group Amsterdam, Netherlands $20.5B AUM 49.71% 1-Year Est. Return

UBS O'Connor's CIM Position: Q3 2013 in Review

UBS O'Connor sold out of Chimera Investment (CIM) in Q3 2013, closing a stake of 107,170 shares — an estimated $4.82M sold.

UBS O'Connor first reported a position in CIM in Q2 2013 and held it in 1 quarter. The position peaked at $4.82M in Q2 2013. 223 funds tracked by Wall St. Rank hold CIM as of Q3 2013.

UBS O'Connor reported no remaining Chimera Investment position as of Q3 2013 after selling out during the quarter.
UBS O'Connor sold 107,170 Chimera Investment shares in Q3 2013, an estimated $4.82M.
UBS O'Connor first reported a position in Chimera Investment in Q2 2013 and held it in 1 quarter.
UBS O'Connor's Chimera Investment position peaked at $4.82M in Q2 2013.
223 funds tracked by Wall St. Rank held Chimera Investment as of Q3 2013.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.