UBS O'Connor’s Assured Guaranty AGO Stock Holding History

UBS O'Connor’s Portfolio AGO Stock Details AGO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-183,281	Closed	-$4.49M	–	452
2014 Q2	$4.49M	Buy	+183,281	New	+$4.55M	0.03%	221

Other funds holding AGO

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

FCP

Fine Capital Partners New York $563M AUM 7.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Amici Capital New York $257M AUM 4.88% 1-Year Est. Return

SCP

Seizert Capital Partners Birmingham, Michigan $2.42B AUM 22.12% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $141B AUM 34.18% 1-Year Est. Return

UBS O'Connor's AGO Position: Q3 2014 in Review

UBS O'Connor sold out of Assured Guaranty (AGO) in Q3 2014, closing a stake of 183,281 shares — an estimated $4.49M sold.

UBS O'Connor first reported a position in AGO in Q2 2014 and held it in 1 quarter. The position peaked at $4.49M in Q2 2014. 236 funds tracked by Wall St. Rank hold AGO as of Q3 2014.

UBS O'Connor reported no remaining Assured Guaranty position as of Q3 2014 after selling out during the quarter.
UBS O'Connor sold 183,281 Assured Guaranty shares in Q3 2014, an estimated $4.49M.
UBS O'Connor first reported a position in Assured Guaranty in Q2 2014 and held it in 1 quarter.
UBS O'Connor's Assured Guaranty position peaked at $4.49M in Q2 2014.
236 funds tracked by Wall St. Rank held Assured Guaranty as of Q3 2014.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.