UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $6.96B | 2.4% |
16,289,900
+2,975,200
| +22% | +$1.32B |
|
|
2
Microsoft
MSFT
$2.84T
| $6.9B | 2.38% |
21,840,020
-1,107,458
| -5% | -$366M |
|
3
Apple
AAPL
$4.89T
| $6.37B | 2.2% |
37,221,406
-1,610,200
| -4% | -$295M |
|
|
4
PUT
Invesco QQQ Trust
QQQ
$455B
| $4.07B | 1.4% |
11,365,700
+4,210,000
| +59% | +$1.56B |
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $3.85B | 1.33% |
9,009,461
+876,391
| +11% | +$390M |
|
6
Amazon
AMZN
$2.5T
| $3.26B | 1.12% |
25,611,656
-944,642
| -4% | -$127M |
|
7
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $3.06B | 1.06% |
17,334,200
+4,993,000
| +40% | +$937M |
|
|
8
CALL
Invesco QQQ Trust
QQQ
$455B
| $2.99B | 1.03% |
8,334,100
+3,769,205
| +83% | +$1.4B |
|
9
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.84B | 0.98% |
21,734,558
-1,999,781
| -8% | -$259M |
|
10
UBS Group
UBS
$170B
| $2.78B | 0.96% |
112,825,896
-1,001,943
| -0.9% | -$23.4M |
|
|
11
NVIDIA
NVDA
$5.01T
| $2.71B | 0.93% |
62,350,140
-12,019,200
| -16% | -$538M |
|
12
JPMorgan Chase
JPM
$939B
| $2.26B | 0.78% |
15,616,622
-12,222
| -0.1% | -$1.83M |
|
|
13
Invesco QQQ Trust
QQQ
$455B
| $2.18B | 0.75% |
6,071,820
+1,187,337
| +24% | +$440M |
|
14
Broadcom
AVGO
$1.82T
| $1.83B | 0.63% |
22,077,260
-430,710
| -2% | -$37.3M |
|
|
15
CALL
iShares Russell 2000 ETF
IWM
$80.9B
| $1.82B | 0.63% |
10,277,400
+413,000
| +4% | +$77.5M |
|
|
16
UnitedHealth
UNH
$382B
| $1.78B | 0.61% |
3,526,796
-634,288
| -15% | -$312M |
|
17
Visa
V
$677B
| $1.74B | 0.6% |
7,566,327
-112,629
| -1% | -$27.1M |
|
|
18
Alphabet (Google) Class C
GOOG
$3.9T
| $1.72B | 0.59% |
13,027,923
-2,257,216
| -15% | -$293M |
|
19
Vanguard Value ETF
VTV
$189B
| $1.7B | 0.59% |
12,336,734
-267,820
| -2% | -$38.4M |
|
20
iShares Core MSCI EAFE ETF
IEFA
$186B
| $1.65B | 0.57% |
25,566,013
+455,295
| +2% | +$30.5M |
|
21
Home Depot
HD
$332B
| $1.61B | 0.55% |
5,313,272
-587,190
| -10% | -$189M |
|
22
iShares Russell 1000 Growth ETF
IWF
$122B
| $1.6B | 0.55% |
23,995,052
+257,348
| +1% | +$17.8M |
|
23
AbbVie
ABBV
$458B
| $1.57B | 0.54% |
10,559,985
-551,084
| -5% | -$80.9M |
|
24
Costco
COST
$415B
| $1.54B | 0.53% |
2,719,189
-95,134
| -3% | -$52.5M |
|
25
Johnson & Johnson
JNJ
$634B
| $1.51B | 0.52% |
9,717,946
+816,297
| +9% | +$135M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.