UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.84T
| $8.03B | 2.53% |
28,478,962
+1,778,007
| +7% | +$517M |
|
|
2
Apple
AAPL
$4.89T
| $6.89B | 2.17% |
48,688,989
+3,677,886
| +8% | +$541M |
|
|
3
Amazon
AMZN
$2.5T
| $4.84B | 1.53% |
29,486,580
+2,155,860
| +8% | +$372M |
|
|
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $3.9B | 1.23% |
9,081,100
-7,665,700
| -46% | -$3.38B |
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $3.7B | 1.17% |
8,628,636
-492,322
| -5% | -$217M |
|
6
Alphabet (Google) Class A
GOOGL
$3.91T
| $3.52B | 1.11% |
26,351,740
+1,151,520
| +5% | +$157M |
|
7
PUT
Tesla
TSLA
$1.24T
| $3.46B | 1.09% |
13,393,200
-834,480
| -6% | -$196M |
|
8
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $3.41B | 1.08% |
15,607,000
+8,054,900
| +107% | +$1.79B |
|
9
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $3.14B | 0.99% |
35,877,700
+11,959,300
| +50% | +$1.05B |
|
10
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
| $3.01B | 0.95% |
59,842,715
-1,123,400
| -2% | -$58.5M |
|
|
11
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $2.92B | 0.92% |
6,793,830
+3,924,530
| +137% | +$1.73B |
|
|
12
Meta Platforms (Facebook)
META
$1.51T
| $2.9B | 0.91% |
8,547,464
+1,368,821
| +19% | +$493M |
|
|
13
PUT
Invesco QQQ Trust
QQQ
$455B
| $2.86B | 0.9% |
7,987,100
-1,871,600
| -19% | -$689M |
|
14
JPMorgan Chase
JPM
$939B
| $2.66B | 0.84% |
16,231,005
-1,062,212
| -6% | -$167M |
|
15
Home Depot
HD
$332B
| $2.49B | 0.78% |
7,570,415
+119,976
| +2% | +$39.4M |
|
16
UBS Group
UBS
$170B
| $2.25B | 0.71% |
141,303,573
-3,491,687
| -2% | -$56.6M |
|
|
17
Invesco QQQ Trust
QQQ
$455B
| $2.22B | 0.7% |
6,196,186
-1,699,866
| -22% | -$626M |
|
|
18
iShares Russell 2000 ETF
IWM
$80.9B
| $1.93B | 0.61% |
8,800,326
-787,855
| -8% | -$175M |
|
|
19
Alphabet (Google) Class C
GOOG
$3.9T
| $1.91B | 0.6% |
14,307,340
-304,520
| -2% | -$42M |
|
20
Johnson & Johnson
JNJ
$634B
| $1.84B | 0.58% |
11,395,810
-701,658
| -6% | -$120M |
|
21
Visa
V
$677B
| $1.73B | 0.54% |
7,758,305
-29,071
| -0.4% | -$6.82M |
|
22
Vanguard Growth ETF
VUG
$216B
| $1.63B | 0.51% |
33,672,246
+383,184
| +1% | +$19.1M |
|
23
iShares Russell 1000 Growth ETF
IWF
$122B
| $1.61B | 0.51% |
23,441,312
-43,144
| -0.2% | -$3.05M |
|
24
NVIDIA
NVDA
$5.01T
| $1.59B | 0.5% |
76,893,900
-1,384,700
| -2% | -$28.8M |
|
25
Cisco
CSCO
$450B
| $1.58B | 0.5% |
28,968,261
-26,880
| -0.1% | -$1.51M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.