UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $10B | 7.08% |
52,168,055
+14,620,938
| +39% | +$2.97B |
|
|
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $2.79B | 1.98% |
14,573,650
+9,782,400
| +204% | +$1.98B |
|
3
PUT
iShares Russell 2000 ETF
IWM
$81.2B
| $2B | 1.42% |
18,351,040
-5,067,994
| -22% | -$601M |
|
4
UBS Group
UBS
$169B
| $1.92B | 1.36% |
103,446,561
-1,777,196
| -2% | -$37.7M |
|
|
5
Apple
AAPL
$4.72T
| $1.84B | 1.3% |
66,642,440
-13,611,276
| -17% | -$399M |
|
|
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
| $1.29B | 0.92% |
6,745,300
+3,282,200
| +95% | +$666M |
|
|
7
iShares Russell 2000 ETF
IWM
$81.2B
| $1.21B | 0.86% |
11,108,221
+1,400,224
| +14% | +$166M |
|
8
Microsoft
MSFT
$2.83T
| $1.15B | 0.81% |
25,883,010
-4,081,041
| -14% | -$183M |
|
9
iShares MSCI EAFE ETF
EFA
$76.1B
| $1.11B | 0.78% |
19,298,166
+33,916
| +0.2% | +$2.09M |
|
|
10
American International
AIG
$41.4B
| $1.08B | 0.76% |
18,993,764
+8,889,149
| +88% | +$543M |
|
11
Alphabet (Google) Class C
GOOG
$3.89T
| $1.07B | 0.76% |
34,073,900
+455,680
| +1% | +$14M |
|
12
CALL
DuPont de Nemours
DD
$18.6B
| $944M | 0.67% |
8,790,251
+8,754,791
| +24,689% | +$1.01B |
|
13
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $865M | 0.61% |
26,391,800
+20,863,300
| +377% | +$737M |
|
14
GE Aerospace
GE
$362B
| $860M | 0.61% |
7,111,874
-31,031
| -0.4% | -$3.8M |
|
15
Intel
INTC
$504B
| $846M | 0.6% |
28,073,019
-1,043,382
| -4% | -$30.2M |
|
|
16
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $843M | 0.6% |
25,717,800
+18,808,000
| +272% | +$664M |
|
17
JPMorgan Chase
JPM
$930B
| $818M | 0.58% |
13,414,489
+1,169,315
| +10% | +$76.6M |
|
18
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
| $805M | 0.57% |
29,476,348
-1,431,760
| -5% | -$43.1M |
|
19
Home Depot
HD
$324B
| $795M | 0.56% |
6,881,422
+2,506,742
| +57% | +$290M |
|
|
20
PepsiCo
PEP
$184B
| $710M | 0.5% |
7,534,260
+3,112,964
| +70% | +$296M |
|
21
Vanguard Total Bond Market
BND
$157B
| $681M | 0.48% |
8,315,942
+145,408
| +2% | +$11.9M |
|
22
Boeing
BA
$165B
| $673M | 0.48% |
5,140,773
+225,746
| +5% | +$31.3M |
|
|
23
Johnson & Johnson
JNJ
$624B
| $648M | 0.46% |
6,941,484
-3,257,594
| -32% | -$315M |
|
24
Vanguard Total Stock Market ETF
VTI
$654B
| $639M | 0.45% |
6,470,253
+158,682
| +3% | +$16.7M |
|
25
Walt Disney
DIS
$161B
| $624M | 0.44% |
6,104,455
+796,513
| +15% | +$86.7M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.