UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
PUT
Zillow
Z
$7.56B
| $7.05M | ﹤0.01% |
80,000
+50,000
| +167% | +$5.06M |
|
|
AFB
2327
AllianceBernstein National Municipal Income Fund
AFB
$317M
| $7.04M | ﹤0.01% |
471,073
+46,061
| +11% | +$694K |
|
2328
Invesco Senior Income Trust
VVR
$454M
| $7.04M | ﹤0.01% |
1,581,426
+80,165
| +5% | +$349K |
|
2329
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
| $7.03M | ﹤0.01% |
42,816
+15,794
| +58% | +$2.66M |
|
2330
PUT
Wayfair
W
$14.6B
| $7.03M | ﹤0.01% |
27,500
+13,500
| +96% | +$3.81M |
|
|
BBBY
2331
Bed Bath & Beyond
BBBY
$442M
| $7.02M | ﹤0.01% |
99,083
-15,871
| -14% | -$1.1M |
|
2332
CALL
United Rentals
URI
$72.4B
| $7.02M | ﹤0.01% |
20,000
+5,000
| +33% | +$1.68M |
|
2333
Invesco Semiconductors ETF
PSI
$2.5B
| $7M | ﹤0.01% |
164,682
-27,084
| -14% | -$1.15M |
|
|
GMS
2334
CALL
DELISTED
GMS Inc
GMS
| $6.96M | ﹤0.01% |
+158,900
| New | +$7.6M |
|
|
SDC
2335
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $6.96M | ﹤0.01% |
1,307,778
-693,408
| -35% | -$4.31M |
|
2336
PUT
Burlington
BURL
$23.2B
| $6.95M | ﹤0.01% |
+24,500
| New | +$7.83M |
|
2337
PUT
Cigna
CI
$74.6B
| $6.95M | ﹤0.01% |
34,700
+22,200
| +178% | +$4.83M |
|
2338
CALL
Alight
ALIT
$407M
| $6.94M | ﹤0.01% |
+30,240
| New | +$6.37M |
|
|
2339
PUT
Alight
ALIT
$407M
| $6.94M | ﹤0.01% |
+30,240
| New | +$6.37M |
|
2340
PUT
SiriusXM
SIRI
$10.1B
| $6.94M | ﹤0.01% |
113,750
-16,490
| -13% | -$1.04M |
|
2341
CALL
Robinhood
HOOD
$83.9B
| $6.93M | ﹤0.01% |
+164,700
| New | +$7.49M |
|
|
LAZR
2342
DELISTED
Luminar Technologies
LAZR
| $6.92M | ﹤0.01% |
29,594
+21,409
| +262% | +$5.67M |
|
|
SKX
2343
DELISTED
Skechers
SKX
| $6.91M | ﹤0.01% |
164,160
-12,219
| -7% | -$604K |
|
|
CSGS
2344
DELISTED
CSG Systems International
CSGS
| $6.9M | ﹤0.01% |
143,222
+35,544
| +33% | +$1.66M |
|
|
GTM
2345
ZoomInfo Technologies
GTM
$1.22B
| $6.9M | ﹤0.01% |
112,696
-92,969
| -45% | -$5.56M |
|
2346
WisdomTree US Total Dividend Fund
DTD
$1.69B
| $6.89M | ﹤0.01% |
117,368
+1,270
| +1% | +$76.8K |
|
2347
Axalta
AXTA
$8.17B
| $6.89M | ﹤0.01% |
236,017
-178,372
| -43% | -$5.34M |
|
2348
Gentex
GNTX
$5.07B
| $6.89M | ﹤0.01% |
208,848
-55,556
| -21% | -$1.79M |
|
2349
Prospect Capital
PSEC
$1.17B
| $6.88M | ﹤0.01% |
893,749
-10,366
| -1% | -$83.6K |
|
2350
CALL
MGM Resorts International
MGM
$11.2B
| $6.87M | ﹤0.01% |
159,300
+3,100
| +2% | +$126K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.