UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
Sun Communities
SUI
$14.7B
| $5.91M | ﹤0.01% |
58,183
-1,275
| -2% | -$127K |
|
2202
Capital Southwest
CSWC
$1.58B
| $5.9M | ﹤0.01% |
311,015
-6,164
| -2% | -$116K |
|
|
NXQ
2203
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $5.9M | ﹤0.01% |
441,779
+89,691
| +25% | +$1.21M |
|
2204
CALL
3M
MMM
$93.2B
| $5.9M | ﹤0.01% |
33,488
-23,202
| -41% | -$4M |
|
|
PNNT
2205
Pennant Park Investment Corp
PNNT
$236M
| $5.9M | ﹤0.01% |
790,901
-18,395
| -2% | -$138K |
|
2206
LGI Homes
LGIH
$1.38B
| $5.9M | ﹤0.01% |
124,325
-23,261
| -16% | -$1.28M |
|
2207
MillerKnoll
MLKN
$1.61B
| $5.9M | ﹤0.01% |
153,573
-12,085
| -7% | -$458K |
|
|
LSXMA
2208
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $5.88M | ﹤0.01% |
187,303
-229,355
| -55% | -$7.7M |
|
2209
Marcus & Millichap
MMI
$1.2B
| $5.87M | ﹤0.01% |
169,203
+144
| +0.1% | +$5.46K |
|
2210
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
| $5.87M | ﹤0.01% |
137,666
-30,861
| -18% | -$1.33M |
|
|
MRCC
2211
DELISTED
Monroe Capital Corp
MRCC
| $5.85M | ﹤0.01% |
431,148
+16,330
| +4% | +$223K |
|
2212
NiSource
NI
$20.8B
| $5.85M | ﹤0.01% |
234,780
+125,044
| +114% | +$3.31M |
|
|
BKCC
2213
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $5.84M | ﹤0.01% |
990,491
-15,380
| -2% | -$93.6K |
|
2214
First Trust Multi Cap Value AlphaDEX Fund
FAB
$170M
| $5.84M | ﹤0.01% |
101,569
-11,230
| -10% | -$646K |
|
2215
PUT
Lennar Class A
LEN
$20.4B
| $5.84M | ﹤0.01% |
+129,125
| New | +$6.5M |
|
2216
Mine Safety
MSA
$7.48B
| $5.82M | ﹤0.01% |
54,707
+10,572
| +24% | +$1.07M |
|
|
SGI
2217
PUT
Somnigroup International
SGI
$13.6B
| $5.82M | ﹤0.01% |
440,000
-880,000
| -67% | -$11.7M |
|
|
LPT
2218
DELISTED
Liberty Property Trust
LPT
| $5.8M | ﹤0.01% |
137,361
+12,490
| +10% | +$543K |
|
|
BBRC
2219
DELISTED
Columbia Beyond BRICs ETF
BBRC
| $5.8M | ﹤0.01% |
327,631
-13,065
| -4% | -$232K |
|
2220
CALL
Procter & Gamble
PG
$342B
| $5.78M | ﹤0.01% |
69,500
-51,150
| -42% | -$4.18M |
|
|
FDEU
2221
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $5.75M | ﹤0.01% |
364,450
-71,717
| -16% | -$1.14M |
|
2222
Regenxbio
RGNX
$722M
| $5.74M | ﹤0.01% |
76,050
+40,293
| +113% | +$2.9M |
|
|
TDAY
2223
USA Today Co
TDAY
$1.17B
| $5.74M | ﹤0.01% |
365,630
+48,018
| +15% | +$805K |
|
2224
BJ's Restaurants
BJRI
$1.49B
| $5.73M | ﹤0.01% |
79,398
-11,114
| -12% | -$746K |
|
2225
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$594M
| $5.73M | ﹤0.01% |
123,884
+43,426
| +54% | +$1.97M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 634 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.