UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Bank OZK
OZK
$5.61B
| $5.27M | ﹤0.01% |
247,228
+210,409
| +571% | +$4.9M |
|
2152
CALL
Accenture
ACN
$108B
| $5.27M | ﹤0.01% |
23,300
+15,300
| +191% | +$3.5M |
|
|
LSI
2153
DELISTED
Life Storage, Inc.
LSI
| $5.27M | ﹤0.01% |
75,035
-16,567
| -18% | -$1.12M |
|
2154
Amdocs
DOX
$6.22B
| $5.26M | ﹤0.01% |
91,698
-41,045
| -31% | -$2.45M |
|
2155
Cullen/Frost Bankers
CFR
$10.2B
| $5.26M | ﹤0.01% |
82,300
+63,379
| +335% | +$4.44M |
|
2156
Invesco Advantage Municipal Income Trust II
VKI
$401M
| $5.25M | ﹤0.01% |
486,191
+81,597
| +20% | +$889K |
|
2157
Adient
ADNT
$1.5B
| $5.25M | ﹤0.01% |
303,151
+64,061
| +27% | +$1.12M |
|
2158
TTM Technologies
TTMI
$14.5B
| $5.25M | ﹤0.01% |
460,134
-193,871
| -30% | -$2.27M |
|
2159
Morningstar
MORN
$7.53B
| $5.25M | ﹤0.01% |
32,660
+3,714
| +13% | +$587K |
|
2160
Eagle Materials
EXP
$6.57B
| $5.24M | ﹤0.01% |
60,700
+14,118
| +30% | +$1.14M |
|
|
RSX
2161
CALL
DELISTED
VanEck Russia ETF
RSX
| $5.24M | ﹤0.01% |
250,000
| – | – |
|
2162
PUT
Franco-Nevada
FNV
$46B
| $5.23M | ﹤0.01% |
+37,500
| New | +$5.57M |
|
2163
Alaska Air
ALK
$5.58B
| $5.22M | ﹤0.01% |
142,562
-17,119
| -11% | -$641K |
|
2164
AXIS Capital
AXS
$7.55B
| $5.21M | ﹤0.01% |
118,360
+29,070
| +33% | +$1.27M |
|
2165
Mercury Systems
MRCY
$6.52B
| $5.21M | ﹤0.01% |
67,307
+62,353
| +1,259% | +$4.73M |
|
2166
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
| $5.21M | ﹤0.01% |
337,103
-58,744
| -15% | -$897K |
|
|
GHY
2167
PGIM Global High Yield Fund
GHY
$483M
| $5.2M | ﹤0.01% |
392,203
-817
| -0.2% | -$10.9K |
|
2168
XP
XP
$8.39B
| $5.2M | ﹤0.01% |
124,606
+10,155
| +9% | +$464K |
|
2169
Wendy's
WEN
$1.46B
| $5.19M | ﹤0.01% |
232,822
+115,631
| +99% | +$2.55M |
|
2170
Western Alliance Bancorporation
WAL
$8.87B
| $5.19M | ﹤0.01% |
164,078
+25,277
| +18% | +$899K |
|
2171
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.8M
| $5.19M | ﹤0.01% |
41,543
-354
| -0.8% | -$44.3K |
|
|
SDC
2172
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $5.17M | ﹤0.01% |
442,951
+389,555
| +730% | +$3.58M |
|
2173
Ionis Pharmaceuticals
IONS
$9.4B
| $5.17M | ﹤0.01% |
108,928
+60,169
| +123% | +$3.34M |
|
2174
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
| $5.17M | ﹤0.01% |
101,564
+4,583
| +5% | +$227K |
|
2175
PUT
Reinsurance Group of America
RGA
$16.1B
| $5.17M | ﹤0.01% |
54,300
| – | – |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.