UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Alkermes
ALKS
$8.13B
| $7.52M | ﹤0.01% |
385,475
+206,563
| +115% | +$4.49M |
|
2002
Gildan
GIL
$10.8B
| $7.51M | ﹤0.01% |
211,636
+10,210
| +5% | +$384K |
|
|
CEM
2003
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $7.51M | ﹤0.01% |
131,989
+800
| +0.6% | +$46.5K |
|
2004
United States Oil Fund
USO
$1.85B
| $7.5M | ﹤0.01% |
82,718
-1,542
| -2% | -$145K |
|
2005
East-West Bancorp
EWBC
$18.1B
| $7.5M | ﹤0.01% |
169,418
+52,720
| +45% | +$2.32M |
|
|
NVTA
2006
DELISTED
Invitae Corporation
NVTA
| $7.49M | ﹤0.01% |
388,794
+125,677
| +48% | +$2.96M |
|
2007
Invesco CEF Income Composite ETF
PCEF
$810M
| $7.46M | ﹤0.01% |
330,012
+30,032
| +10% | +$678K |
|
|
JTA
2008
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $7.44M | ﹤0.01% |
659,374
+50,640
| +8% | +$570K |
|
2009
John B. Sanfilippo & Son
JBSS
$987M
| $7.43M | ﹤0.01% |
76,950
+1,250
| +2% | +$109K |
|
2010
American States Water
AWR
$3.38B
| $7.42M | ﹤0.01% |
82,599
-7,497
| -8% | -$629K |
|
2011
Dropbox
DBX
$7.96B
| $7.42M | ﹤0.01% |
367,770
-216,914
| -37% | -$4.62M |
|
2012
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.32B
| $7.4M | ﹤0.01% |
168,741
-47,529
| -22% | -$2.16M |
|
2013
PUT
Altria Group
MO
$113B
| $7.4M | ﹤0.01% |
180,900
+59,800
| +49% | +$2.75M |
|
2014
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$697M
| $7.4M | ﹤0.01% |
185,733
-91,219
| -33% | -$3.48M |
|
2015
iShares US Regional Banks ETF
IAT
$683M
| $7.39M | ﹤0.01% |
158,757
-46,773
| -23% | -$2.13M |
|
2016
CALL
VanEck Oil Services ETF
OIH
$1.95B
| $7.39M | ﹤0.01% |
31,435
+770
| +3% | +$199K |
|
2017
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
| $7.38M | ﹤0.01% |
192,093
-14,292
| -7% | -$544K |
|
|
EFR
2018
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
| $7.34M | ﹤0.01% |
563,154
+73,941
| +15% | +$963K |
|
2019
Tetra Tech
TTEK
$8.89B
| $7.34M | ﹤0.01% |
423,120
+34,090
| +9% | +$557K |
|
2020
Brookfield Infrastructure Partners
BIP
$18.1B
| $7.34M | ﹤0.01% |
248,596
-104,088
| -30% | -$2.82M |
|
2021
iShares JPMorgan EM High Yield Bond ETF
EMHY
$626M
| $7.34M | ﹤0.01% |
157,892
+30,006
| +23% | +$1.41M |
|
2022
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.9B
| $7.32M | ﹤0.01% |
136,301
+2,433
| +2% | +$131K |
|
2023
Sally Beauty Holdings
SBH
$1.51B
| $7.32M | ﹤0.01% |
491,640
+474,009
| +2,688% | +$6.2M |
|
|
DOC
2024
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $7.3M | ﹤0.01% |
411,339
+130,777
| +47% | +$2.27M |
|
2025
W.W. Grainger
GWW
$60.4B
| $7.29M | ﹤0.01% |
24,553
-2,825
| -10% | -$785K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.