UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
PUT
Las Vegas Sands
LVS
$29.6B
| $12.4M | ﹤0.01% |
270,000
+100,000
| +59% | +$5.41M |
|
1827
CALL
Caterpillar
CAT
$387B
| $12.4M | ﹤0.01% |
45,300
+10,500
| +30% | +$2.85M |
|
1828
CALL
Palantir
PLTR
$413B
| $12.3M | ﹤0.01% |
770,128
+224,868
| +41% | +$3.58M |
|
|
HZNP
1829
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $12.3M | ﹤0.01% |
106,500
-317,900
| -75% | -$34.2M |
|
1830
iShares Core US REIT ETF
USRT
$4.63B
| $12.3M | ﹤0.01% |
260,843
+92,688
| +55% | +$4.74M |
|
1831
Peabody Energy
BTU
$2.9B
| $12.3M | ﹤0.01% |
472,281
+384,821
| +440% | +$8.61M |
|
|
CNR
1832
Core Natural Resources Inc
CNR
$4.45B
| $12.3M | ﹤0.01% |
116,955
+62,085
| +113% | +$5.07M |
|
1833
Cheesecake Factory
CAKE
$5.33B
| $12.2M | ﹤0.01% |
404,085
-32,478
| -7% | -$1.08M |
|
|
HTD
1834
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
| $12.2M | ﹤0.01% |
687,594
-152,402
| -18% | -$3M |
|
1835
Littelfuse
LFUS
$11.6B
| $12.1M | ﹤0.01% |
49,081
+8,663
| +21% | +$2.35M |
|
1836
Ingredion
INGR
$6.58B
| $12.1M | ﹤0.01% |
123,351
+2,941
| +2% | +$305K |
|
1837
Davis Select US Equity ETF
DUSA
$1.27B
| $12.1M | ﹤0.01% |
383,852
+90
| +0% | +$2.95K |
|
1838
American Financial Group
AFG
$12.1B
| $12.1M | ﹤0.01% |
108,505
-27,338
| -20% | -$3.16M |
|
1839
CALL
Trade Desk
TTD
$6.49B
| $12.1M | ﹤0.01% |
+155,000
| New | +$12.5M |
|
1840
Harley-Davidson
HOG
$2.71B
| $12.1M | ﹤0.01% |
365,123
+156,030
| +75% | +$5.43M |
|
1841
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.57B
| $12.1M | ﹤0.01% |
623,068
+161,746
| +35% | +$3.17M |
|
1842
CALL
iShares MSCI Japan ETF
EWJ
$23B
| $12.1M | ﹤0.01% |
200,000
-1,057,100
| -84% | -$65.2M |
|
|
ETRN
1843
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $12M | ﹤0.01% |
1,285,059
-234,326
| -15% | -$2.24M |
|
1844
Acuity Brands
AYI
$10.8B
| $12M | ﹤0.01% |
70,579
-10,283
| -13% | -$1.68M |
|
|
KAMN
1845
CALL
DELISTED
Kaman Corp
KAMN
| $12M | ﹤0.01% |
611,400
| – | – |
|
1846
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
| $12M | ﹤0.01% |
443,851
+10,932
| +3% | +$301K |
|
1847
VanEck Steel ETF
SLX
$176M
| $12M | ﹤0.01% |
182,920
+329
| +0.2% | +$21.9K |
|
1848
Strategy Inc
MSTR
$38.4B
| $12M | ﹤0.01% |
365,040
+288,500
| +377% | +$10.9M |
|
1849
PUT
Accenture
ACN
$108B
| $12M | ﹤0.01% |
39,000
-191,600
| -83% | -$60.4M |
|
1850
Dimensional US Targeted Value ETF
DFAT
$14.7B
| $12M | ﹤0.01% |
262,121
+46,557
| +22% | +$2.21M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.