UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
CALL
Caterpillar
CAT
$375B
| $8.8M | ﹤0.01% |
94,900
+53,600
| +130% | +$4.86M |
|
1602
iShares US Oil & Gas Exploration & Production ETF
IEO
$580M
| $8.8M | ﹤0.01% |
134,494
-73,317
| -35% | -$4.6M |
|
1603
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
| $8.79M | ﹤0.01% |
306,693
-19,761
| -6% | -$568K |
|
1604
Quanta Services
PWR
$100B
| $8.79M | ﹤0.01% |
252,209
+9,478
| +4% | +$298K |
|
1605
Transocean
RIG
$5.89B
| $8.77M | ﹤0.01% |
594,848
+362,945
| +157% | +$4.3M |
|
|
MIE
1606
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
| $8.75M | ﹤0.01% |
803,679
+174,205
| +28% | +$1.79M |
|
1607
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $8.74M | ﹤0.01% |
73,400
-104,600
| -59% | -$13.1M |
|
1608
Nuveen Taxable Municipal Income Fund
NBB
$447M
| $8.74M | ﹤0.01% |
423,804
+33,663
| +9% | +$704K |
|
1609
SK Telecom
SKM
$12.1B
| $8.73M | ﹤0.01% |
253,614
-3,033
| -1% | -$108K |
|
1610
Avery Dennison
AVY
$13B
| $8.72M | ﹤0.01% |
124,116
-10,602
| -8% | -$770K |
|
|
BIG
1611
DELISTED
Big Lots, Inc.
BIG
| $8.71M | ﹤0.01% |
173,425
+60,301
| +53% | +$2.96M |
|
1612
CALL
United Parcel Service
UPS
$88.6B
| $8.7M | ﹤0.01% |
75,900
+66,800
| +734% | +$7.53M |
|
1613
Icahn Enterprises
IEP
$5.24B
| $8.69M | ﹤0.01% |
144,954
+19,615
| +16% | +$1.06M |
|
|
PVTB
1614
DELISTED
PrivateBancorp Inc
PVTB
| $8.68M | ﹤0.01% |
160,141
+72,026
| +82% | +$3.47M |
|
1615
Invesco Water Resources ETF
PHO
$2.01B
| $8.67M | ﹤0.01% |
352,475
-47,219
| -12% | -$1.15M |
|
1616
A.O. Smith
AOS
$8.17B
| $8.65M | ﹤0.01% |
182,757
+10,969
| +6% | +$529K |
|
1617
Dollar Tree
DLTR
$24.4B
| $8.63M | ﹤0.01% |
111,832
-24,955
| -18% | -$2.01M |
|
1618
CALL
Valero Energy
VLO
$90.1B
| $8.63M | ﹤0.01% |
126,300
-221,100
| -64% | -$13.6M |
|
1619
SEI Investments
SEIC
$12.4B
| $8.63M | ﹤0.01% |
174,770
+78,643
| +82% | +$3.68M |
|
1620
Dorchester Minerals
DMLP
$1.33B
| $8.62M | ﹤0.01% |
491,444
+449,689
| +1,077% | +$7.37M |
|
1621
Gabelli Dividend & Income Trust
GDV
$2.6B
| $8.62M | ﹤0.01% |
430,102
+204,645
| +91% | +$3.96M |
|
1622
Verisk Analytics
VRSK
$25.4B
| $8.61M | ﹤0.01% |
106,093
+1,128
| +1% | +$92.5K |
|
1623
Korea Electric Power
KEP
$15.3B
| $8.6M | ﹤0.01% |
465,399
-217,631
| -32% | -$4.53M |
|
1624
Liberty Global Class A
LBTYA
$3.62B
| $8.59M | ﹤0.01% |
280,671
-151,265
| -35% | -$4.78M |
|
1625
iShares US Telecommunications ETF
IYZ
$1.2B
| $8.58M | ﹤0.01% |
248,641
-14,691
| -6% | -$473K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.