UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
State Street Multi-Asset Real Return ETF
RLY
$1.28B
| $18.9M | 0.01% |
700,469
+13,170
| +2% | +$360K |
|
1527
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $18.9M | 0.01% |
208,986
-9,297
| -4% | -$844K |
|
|
ENLC
1528
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $18.8M | 0.01% |
1,542,356
+287,400
| +23% | +$3.43M |
|
1529
CALL
HCA Healthcare
HCA
$89.5B
| $18.8M | 0.01% |
76,600
+57,200
| +295% | +$15.7M |
|
1530
PUT
US Bancorp
USB
$99.6B
| $18.8M | 0.01% |
569,800
-251,800
| -31% | -$9.17M |
|
1531
Canadian Natural Resources
CNQ
$93.8B
| $18.8M | 0.01% |
580,980
-93,796
| -14% | -$2.87M |
|
1532
CALL
iShares US Home Construction ETF
ITB
$2.35B
| $18.7M | 0.01% |
+238,800
| New | +$20.3M |
|
1533
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $18.7M | 0.01% |
514,305
-65,562
| -11% | -$2.52M |
|
1534
Establishment Labs
ESTA
$2.28B
| $18.7M | 0.01% |
381,560
-12,961
| -3% | -$775K |
|
1535
Houlihan Lokey
HLI
$9.02B
| $18.7M | 0.01% |
174,626
+727
| +0.4% | +$75K |
|
1536
United States Oil Fund
USO
$1.84B
| $18.7M | 0.01% |
230,967
+173,537
| +302% | +$12.8M |
|
1537
iShares Russell Top 200 Value ETF
IWX
$4.07B
| $18.7M | 0.01% |
285,515
-3,369
| -1% | -$229K |
|
|
JPS
1538
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $18.7M | 0.01% |
3,024,702
-2,530
| -0.1% | -$16.1K |
|
1539
StoneCo
STNE
$2.58B
| $18.7M | 0.01% |
1,747,945
-18,539
| -1% | -$228K |
|
1540
KeyCorp
KEY
$24.4B
| $18.6M | 0.01% |
1,730,672
-1,556,064
| -47% | -$17.2M |
|
|
HOLX
1541
DELISTED
Hologic
HOLX
| $18.6M | 0.01% |
267,885
-12,731
| -5% | -$962K |
|
1542
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
| $18.6M | 0.01% |
306,126
-1,285
| -0.4% | -$82K |
|
1543
PRA Group
PRAA
$755M
| $18.5M | 0.01% |
963,521
+936,477
| +3,463% | +$19.7M |
|
1544
Hartford Total Return Bond ETF
HTRB
$2.22B
| $18.5M | 0.01% |
576,363
+91,704
| +19% | +$3.02M |
|
1545
AllianceBernstein
AB
$3.47B
| $18.5M | 0.01% |
608,768
-124,016
| -17% | -$3.94M |
|
1546
PUT
Wynn Resorts
WYNN
$10.6B
| $18.5M | 0.01% |
199,900
+72,500
| +57% | +$7.27M |
|
1547
Invitation Homes
INVH
$18B
| $18.4M | 0.01% |
580,244
-516,471
| -47% | -$17.7M |
|
1548
PUT
DexCom
DXCM
$32B
| $18.4M | 0.01% |
197,000
+69,900
| +55% | +$7.88M |
|
|
EHAB
1549
DELISTED
Enhabit
EHAB
| $18.4M | 0.01% |
1,633,751
+1,613,515
| +7,973% | +$20.3M |
|
1550
CALL
PG&E
PCG
$38.5B
| $18.4M | 0.01% |
1,139,000
+234,400
| +26% | +$4.03M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.