UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
Goldman Sachs BDC
GSBD
$994M
| $13.5M | 0.01% |
671,044
-14,991
| -2% | -$300K |
|
1527
Pembina Pipeline
PBA
$27.4B
| $13.4M | 0.01% |
362,826
-288,192
| -44% | -$10.7M |
|
|
NID
1528
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $13.4M | 0.01% |
979,295
-127,632
| -12% | -$1.73M |
|
|
SPYM
1529
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
| $13.4M | 0.01% |
385,509
+14,143
| +4% | +$492K |
|
|
TEI
1530
Templeton Emerging Markets Income Fund
TEI
$318M
| $13.4M | 0.01% |
1,478,839
-45,309
| -3% | -$439K |
|
1531
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
| $13.4M | 0.01% |
732,617
+46,490
| +7% | +$840K |
|
1532
Paycom
PAYC
$8.15B
| $13.4M | 0.01% |
63,999
-38,100
| -37% | -$8.9M |
|
|
PVTL
1533
DELISTED
Pivotal Software, Inc.
PVTL
| $13.4M | 0.01% |
898,462
+834,316
| +1,301% | +$10.2M |
|
1534
iShares US Financial Services ETF
IYG
$2.22B
| $13.4M | 0.01% |
294,720
-57,744
| -16% | -$2.6M |
|
1535
BlackRock Debt Strategies Fund
DSU
$593M
| $13.4M | 0.01% |
1,246,612
-32,454
| -3% | -$350K |
|
1536
Invesco Large Cap Growth ETF
PWB
$2.4B
| $13.4M | 0.01% |
276,395
-8,438
| -3% | -$413K |
|
1537
PUT
Medtronic
MDT
$110B
| $13.4M | 0.01% |
123,000
-102,400
| -45% | -$10.7M |
|
1538
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
| $13.3M | 0.01% |
8,756
+842
| +11% | +$1.2M |
|
1539
PUT
Intuit
INTU
$89.7B
| $13.3M | 0.01% |
+50,000
| New | +$13.8M |
|
1540
Ameren
AEE
$30.2B
| $13.3M | 0.01% |
166,060
-43,237
| -21% | -$3.32M |
|
1541
Iron Mountain
IRM
$37.8B
| $13.3M | 0.01% |
409,911
+160,758
| +65% | +$5.05M |
|
1542
PUT
PG&E
PCG
$37.9B
| $13.3M | 0.01% |
1,326,100
+197,100
| +17% | +$2.98M |
|
1543
PUT
Verizon
VZ
$193B
| $13.3M | 0.01% |
219,600
+35,500
| +19% | +$2.04M |
|
1544
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
| $13.2M | 0.01% |
295,374
+2,303
| +0.8% | +$106K |
|
|
MITT
1545
TPG Mortgage Investment Trust
MITT
$224M
| $13.2M | 0.01% |
290,531
-32,088
| -10% | -$1.51M |
|
|
CS
1546
DELISTED
Credit Suisse Group
CS
| $13.2M | 0.01% |
1,080,816
+27,080
| +3% | +$326K |
|
1547
WisdomTree US SmallCap Earnings Fund
EES
$733M
| $13.2M | 0.01% |
370,688
-88,358
| -19% | -$3.08M |
|
1548
PUT
Amcor
AMCR
$22.1B
| $13.2M | 0.01% |
270,020
+116,420
| +76% | +$6.01M |
|
1549
Nuveen Taxable Municipal Income Fund
NBB
$450M
| $13.1M | 0.01% |
589,466
-331,017
| -36% | -$7.22M |
|
1550
PUT
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.86B
| $13.1M | 0.01% |
+390,000
| New | +$12.8M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.