UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FITB
1476
Fifth Third Bancorp
FITB
$52.4B
| $14.1M | 0.01% |
504,245
-27,247
| -5% | -$800K |
|
1477
Fidelity National Financial
FNF
$13.9B
| $14.1M | 0.01% |
371,888
-43,577
| -10% | -$1.66M |
|
1478
PUT
Lowe's Companies
LOW
$122B
| $14.1M | 0.01% |
122,500
-166,900
| -58% | -$17.4M |
|
|
ATVI
1479
CALL
DELISTED
Activision Blizzard
ATVI
| $14.1M | 0.01% |
169,000
+55,000
| +48% | +$4.17M |
|
1480
ProShares Short VIX Short-Term Futures ETF
SVXY
$202M
| $14M | 0.01% |
475,504
+64,156
| +16% | +$1.8M |
|
|
NID
1481
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $14M | 0.01% |
1,124,596
-29,242
| -3% | -$364K |
|
|
KS
1482
DELISTED
KapStone Paper and Pack Corp.
KS
| $14M | 0.01% |
414,205
+7,666
| +2% | +$264K |
|
1483
Royce Value Trust
RVT
$2.29B
| $14M | 0.01% |
858,558
+43,608
| +5% | +$708K |
|
1484
Vulcan Materials
VMC
$36.9B
| $14M | 0.01% |
125,866
+845
| +0.7% | +$98K |
|
1485
CALL
Broadcom
AVGO
$1.99T
| $14M | 0.01% |
+567,000
| New | +$12.7M |
|
1486
Cooper-Standard Automotive
CPS
$546M
| $14M | 0.01% |
116,311
-1,042
| -0.9% | -$140K |
|
1487
Gen Digital
GEN
$16.9B
| $14M | 0.01% |
655,780
+253,414
| +63% | +$5.16M |
|
|
TTM
1488
DELISTED
Tata Motors Limited
TTM
| $13.9M | 0.01% |
907,503
-374,399
| -29% | -$6.88M |
|
|
SONC
1489
DELISTED
Sonic Corp
SONC
| $13.9M | 0.01% |
321,301
-180,385
| -36% | -$6.48M |
|
1490
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.34B
| $13.9M | 0.01% |
266,086
+64,876
| +32% | +$3.31M |
|
1491
iShares US Transportation ETF
IYT
$2.31B
| $13.9M | 0.01% |
271,872
+2,340
| +0.9% | +$117K |
|
|
ARDC
1492
Are Dynamic Credit Allocation Fund
ARDC
$301M
| $13.9M | 0.01% |
893,641
+21,116
| +2% | +$336K |
|
1493
SAP
SAP
$226B
| $13.9M | 0.01% |
112,781
+7,230
| +7% | +$858K |
|
1494
Barings BDC
BBDC
$897M
| $13.9M | 0.01% |
1,384,677
+313,952
| +29% | +$3.44M |
|
1495
CALL
Criteo S.A. Ordinary Shares
CRTO
$1.13B
| $13.9M | 0.01% |
604,000
+80,000
| +15% | +$2.26M |
|
1496
WisdomTree US High Dividend Fund
DHS
$1.59B
| $13.8M | 0.01% |
191,913
+21,417
| +13% | +$1.54M |
|
1497
First Solar
FSLR
$26.2B
| $13.8M | 0.01% |
285,850
-26,019
| -8% | -$1.35M |
|
1498
CALL
Incyte
INCY
$24.4B
| $13.8M | 0.01% |
200,000
| – | – |
|
1499
FirstEnergy
FE
$27.9B
| $13.8M | 0.01% |
371,420
+8,524
| +2% | +$311K |
|
1500
Hess Midstream
HESM
$5.17B
| $13.8M | 0.01% |
604,681
+5,183
| +0.9% | +$115K |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.