UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
| $17.4M | 0.01% |
850,419
-12,741
| -1% | -$296K |
|
1377
CALL
Delta Air Lines
DAL
$60.1B
| $17.4M | 0.01% |
620,000
+150,000
| +32% | +$4.76M |
|
1378
Avery Dennison
AVY
$13.4B
| $17.4M | 0.01% |
106,700
+37,075
| +53% | +$6.73M |
|
1379
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
| $17.4M | 0.01% |
600,395
+5,790
| +1% | +$185K |
|
1380
CALL
American Tower
AMT
$80.4B
| $17.3M | 0.01% |
80,700
-41,000
| -34% | -$10.5M |
|
1381
Bank of Montreal
BMO
$127B
| $17.3M | 0.01% |
197,663
+13,638
| +7% | +$1.32M |
|
1382
AllianceBernstein
AB
$3.47B
| $17.3M | 0.01% |
493,771
+98,299
| +25% | +$4.15M |
|
1383
Domino's
DPZ
$11.6B
| $17.3M | 0.01% |
55,747
+8,651
| +18% | +$3.28M |
|
1384
CALL
International Paper
IP
$22B
| $17.3M | 0.01% |
545,353
+64,500
| +13% | +$2.64M |
|
1385
Mettler-Toledo International
MTD
$28.6B
| $17.3M | 0.01% |
15,941
-5,813
| -27% | -$7.22M |
|
1386
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $17.2M | 0.01% |
459,065
+15,096
| +3% | +$630K |
|
1387
Invesco Municipal Opportunity Trust
VMO
$663M
| $17.2M | 0.01% |
1,885,170
+101,391
| +6% | +$1.04M |
|
1388
PUT
Devon Energy
DVN
$47.3B
| $17.1M | 0.01% |
285,000
-10,000
| -3% | -$621K |
|
|
SBNY
1389
DELISTED
Signature Bank
SBNY
| $17.1M | 0.01% |
113,460
+32,127
| +40% | +$5.84M |
|
1390
State Street SPDR S&P Insurance ETF
KIE
$639M
| $17.1M | 0.01% |
473,386
+357,746
| +309% | +$13.7M |
|
1391
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
| $17.1M | 0.01% |
319,576
+2,633
| +0.8% | +$155K |
|
1392
Invesco International Dividend Achievers ETF
PID
$919M
| $17.1M | 0.01% |
1,120,682
+134,606
| +14% | +$2.31M |
|
1393
PUT
Starbucks
SBUX
$120B
| $17.1M | 0.01% |
202,700
+70,000
| +53% | +$5.95M |
|
1394
PUT
Lithia Motors
LAD
$8.26B
| $17.1M | 0.01% |
79,600
+63,600
| +398% | +$16.6M |
|
|
KAMN
1395
CALL
DELISTED
Kaman Corp
KAMN
| $17.1M | 0.01% |
611,400
| – | – |
|
1396
JB Hunt Transport Services
JBHT
$25.2B
| $17.1M | 0.01% |
109,074
+19,082
| +21% | +$3.33M |
|
1397
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
| $17.1M | 0.01% |
234,580
+25,578
| +12% | +$2.08M |
|
1398
Otis Worldwide
OTIS
$28.2B
| $17.1M | 0.01% |
267,256
-366,161
| -58% | -$26.8M |
|
|
HES
1399
DELISTED
Hess
HES
| $17M | 0.01% |
156,005
-183,537
| -54% | -$20.3M |
|
1400
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $16.9M | 0.01% |
193,893
+3,405
| +2% | +$308K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.