UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.05B
| $29.2M | 0.01% |
1,196,540
+43,595
| +4% | +$1.09M |
|
|
BERY
1202
DELISTED
Berry Global Group, Inc.
BERY
| $29.2M | 0.01% |
522,243
-181,113
| -26% | -$10.7M |
|
1203
Establishment Labs
ESTA
$2.44B
| $29.2M | 0.01% |
407,812
+6,371
| +2% | +$469K |
|
|
ATH
1204
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $29.2M | 0.01% |
423,539
+285,821
| +208% | +$19M |
|
1205
RH
RH
$3.57B
| $29.1M | 0.01% |
43,695
-50,953
| -54% | -$35.1M |
|
1206
PUT
Thermo Fisher Scientific
TMO
$212B
| $29.1M | 0.01% |
50,990
+14,600
| +40% | +$8.01M |
|
1207
CALL
Verizon
VZ
$194B
| $29M | 0.01% |
537,696
+26,600
| +5% | +$1.47M |
|
1208
First Horizon
FHN
$12.2B
| $29M | 0.01% |
1,782,628
+399,008
| +29% | +$6.36M |
|
1209
Dick's Sporting Goods
DKS
$18B
| $29M | 0.01% |
241,814
-729
| -0.3% | -$84.8K |
|
|
BXMX
1210
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $28.9M | 0.01% |
2,034,324
-44,946
| -2% | -$659K |
|
1211
Brown-Forman Class B
BF.B
$13B
| $28.9M | 0.01% |
431,296
+20,711
| +5% | +$1.47M |
|
1212
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.45B
| $28.9M | 0.01% |
242,232
-13,769
| -5% | -$1.7M |
|
|
SAFE
1213
Safehold
SAFE
$1.15B
| $28.9M | 0.01% |
236,348
-127,323
| -35% | -$15.3M |
|
1214
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.45B
| $28.8M | 0.01% |
788,609
+30,329
| +4% | +$1.09M |
|
1215
PUT
Deere & Co
DE
$166B
| $28.8M | 0.01% |
86,054
+64,000
| +290% | +$23.1M |
|
1216
Polaris
PII
$4.04B
| $28.8M | 0.01% |
240,631
+9,253
| +4% | +$1.18M |
|
1217
Vanguard ESG International Stock ETF
VSGX
$6.68B
| $28.8M | 0.01% |
465,793
-851
| -0.2% | -$54.3K |
|
|
EXAS
1218
DELISTED
Exact Sciences
EXAS
| $28.7M | 0.01% |
301,067
+90,949
| +43% | +$9.6M |
|
1219
Corpay
CPAY
$25.7B
| $28.7M | 0.01% |
109,722
+15,915
| +17% | +$4.12M |
|
1220
VictoryShares US 500 Volatility Wtd ETF
CFA
$549M
| $28.6M | 0.01% |
402,648
-8,612
| -2% | -$629K |
|
1221
CALL
ExxonMobil
XOM
$637B
| $28.6M | 0.01% |
485,850
+163,013
| +50% | +$9.29M |
|
1222
CALL
Harley-Davidson
HOG
$2.71B
| $28.6M | 0.01% |
779,900
+708,200
| +988% | +$28.6M |
|
1223
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
| $28.5M | 0.01% |
396,730
+991
| +0.3% | +$73.1K |
|
|
BLDP
1224
PUT
Ballard Power Systems
BLDP
$784M
| $28.5M | 0.01% |
2,030,000
+1,830,000
| +915% | +$29M |
|
1225
Barings BDC
BBDC
$961M
| $28.5M | 0.01% |
2,583,529
-90,889
| -3% | -$980K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.