UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DWTR
1176
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
| $15.7M | 0.01% |
635,194
-62,695
| -9% | -$1.55M |
|
1177
Canadian Natural Resources
CNQ
$99.5B
| $15.7M | 0.01% |
974,924
-324,462
| -25% | -$4.91M |
|
1178
iShares US Medical Devices ETF
IHI
$3.11B
| $15.7M | 0.01% |
620,184
-74,004
| -11% | -$1.79M |
|
1179
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
| $15.6M | 0.01% |
295,331
-29,307
| -9% | -$1.54M |
|
|
FSD
1180
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $15.6M | 0.01% |
934,861
+553,995
| +145% | +$9.21M |
|
1181
Wheaton Precious Metals
WPM
$50B
| $15.6M | 0.01% |
747,237
-258,180
| -26% | -$5.37M |
|
|
NBLX
1182
DELISTED
Noble Midstream Partners LP
NBLX
| $15.6M | 0.01% |
298,998
+64,741
| +28% | +$2.97M |
|
|
ENV
1183
DELISTED
ENVESTNET, INC.
ENV
| $15.6M | 0.01% |
482,084
+34,639
| +8% | +$1.26M |
|
1184
Aon
AON
$77B
| $15.6M | 0.01% |
131,095
+13,999
| +12% | +$1.62M |
|
1185
PUT
Las Vegas Sands
LVS
$31.7B
| $15.6M | 0.01% |
272,600
-112,400
| -29% | -$6.12M |
|
1186
Invesco Aerospace & Defense ETF
PPA
$8.22B
| $15.5M | 0.01% |
355,655
+37,404
| +12% | +$1.61M |
|
1187
CALL
Walmart Inc
WMT
$888B
| $15.5M | 0.01% |
644,520
+231,420
| +56% | +$5.33M |
|
1188
Cintas
CTAS
$82.4B
| $15.4M | 0.01% |
487,932
+13,292
| +3% | +$393K |
|
1189
CALL
Kimberly-Clark
KMB
$36.5B
| $15.4M | 0.01% |
+117,000
| New | +$14.8M |
|
1190
CALL
Goldman Sachs
GS
$302B
| $15.4M | 0.01% |
67,010
-164,390
| -71% | -$39.7M |
|
1191
Invesco Semiconductors ETF
PSI
$2.32B
| $15.4M | 0.01% |
1,104,828
+52,350
| +5% | +$683K |
|
|
NID
1192
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $15.4M | 0.01% |
1,185,345
-42,836
| -3% | -$558K |
|
1193
CALL
JPMorgan Chase
JPM
$940B
| $15.3M | 0.01% |
174,680
-306,120
| -64% | -$27M |
|
|
TUP
1194
DELISTED
Tupperware Brands Corporation
TUP
| $15.3M | 0.01% |
244,248
+152,333
| +166% | +$9.01M |
|
1195
iShares Dow Jones US ETF
IYY
$2.94B
| $15.3M | 0.01% |
259,080
-14,760
| -5% | -$861K |
|
|
SHPG
1196
PUT
DELISTED
Shire pic
SHPG
| $15.3M | 0.01% |
87,900
-102,800
| -54% | -$18M |
|
1197
POSCO
PKX
$16.1B
| $15.3M | 0.01% |
237,276
+204,571
| +626% | +$12.2M |
|
1198
Quest Diagnostics
DGX
$25.9B
| $15.3M | 0.01% |
155,822
+20,937
| +16% | +$2M |
|
1199
CALL
Caterpillar
CAT
$375B
| $15.2M | 0.01% |
163,910
+69,010
| +73% | +$6.53M |
|
1200
First Trust Cloud Computing ETF
SKYY
$2.9B
| $15.2M | 0.01% |
392,792
+45,213
| +13% | +$1.69M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.