UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
| $44.5M | 0.01% |
2,854,706
-227,634
| -7% | -$3.46M |
|
1027
PUT
Pinterest
PINS
$13.1B
| $44.5M | 0.01% |
1,224,000
+223,400
| +22% | +$9.93M |
|
1028
TC Energy
TRP
$66.3B
| $44.5M | 0.01% |
955,633
-39,538
| -4% | -$1.95M |
|
1029
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
| $44.4M | 0.01% |
1,349,790
+11,754
| +0.9% | +$380K |
|
1030
PUT
American Tower
AMT
$79.9B
| $44.3M | 0.01% |
151,600
| – | – |
|
1031
Ventas
VTR
$47.1B
| $44.3M | 0.01% |
866,965
-180,602
| -17% | -$9.44M |
|
1032
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
| $44.2M | 0.01% |
801,519
+400,193
| +100% | +$22.1M |
|
1033
Twilio
TWLO
$29B
| $44.1M | 0.01% |
167,643
+39,470
| +31% | +$11.8M |
|
1034
Baker Hughes
BKR
$62.3B
| $44.1M | 0.01% |
1,834,681
-356,098
| -16% | -$8.79M |
|
|
IAA
1035
CALL
DELISTED
IAA, Inc. Common Stock
IAA
| $44.1M | 0.01% |
870,900
-3,271,200
| -79% | -$174M |
|
1036
PUT
MGM Resorts International
MGM
$11.5B
| $44.1M | 0.01% |
981,700
+349,700
| +55% | +$15.7M |
|
|
BNY
1037
PUT
Bank of New York Mellon
BNY
$108B
| $44M | 0.01% |
757,200
+124,839
| +20% | +$7.18M |
|
1038
First Trust Technology AlphaDEX Fund
FXL
$2.73B
| $44M | 0.01% |
333,065
-238,069
| -42% | -$31.2M |
|
1039
CALL
Caterpillar
CAT
$402B
| $43.9M | 0.01% |
212,300
-27,842
| -12% | -$5.61M |
|
1040
International Paper
IP
$21.8B
| $43.6M | 0.01% |
929,118
+38,359
| +4% | +$1.89M |
|
1041
CALL
Marathon Petroleum
MPC
$84.2B
| $43.6M | 0.01% |
681,300
+236,100
| +53% | +$15.2M |
|
1042
PUT
Waste Management
WM
$90.6B
| $43.6M | 0.01% |
261,200
+46,467
| +22% | +$7.47M |
|
1043
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
| $43.6M | 0.01% |
351,018
-5,402
| -2% | -$647K |
|
1044
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
| $43.6M | 0.01% |
736,279
-20,131
| -3% | -$1.21M |
|
|
VPU
1045
Vanguard Utilities ETF
VPU
$8.28B
| $43.5M | 0.01% |
278,176
+33,674
| +14% | +$4.97M |
|
1046
PUT
Merck
MRK
$317B
| $43.5M | 0.01% |
567,602
+464,577
| +451% | +$37M |
|
1047
Cloudflare
NET
$101B
| $43.5M | 0.01% |
330,505
+23,900
| +8% | +$4M |
|
1048
XPeng
XPEV
$11.1B
| $43.4M | 0.01% |
862,516
-956,895
| -53% | -$43.1M |
|
|
DLY
1049
DoubleLine Yield Opportunities Fund
DLY
$683M
| $43.3M | 0.01% |
2,316,685
+302,727
| +15% | +$5.78M |
|
1050
Brown-Forman Class B
BF.B
$13B
| $43.3M | 0.01% |
593,804
+162,508
| +38% | +$11.6M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.