UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
PUT
Whirlpool
WHR
$2.49B
| $30.2M | 0.01% |
179,200
+20,000
| +13% | +$3.39M |
|
|
927
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| $30.2M | 0.01% |
1,147,000
-128,600
| -10% | -$3.53M |
|
928
APA Corp
APA
$13B
| $30.2M | 0.01% |
714,592
-119,574
| -14% | -$5.03M |
|
929
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $30.1M | 0.01% |
528,700
+431,200
| +442% | +$23.7M |
|
|
RA
930
Brookfield Real Assets Income Fund
RA
$704M
| $30M | 0.01% |
1,284,669
-18,977
| -1% | -$449K |
|
931
Canadian Natural Resources
CNQ
$96.9B
| $30M | 0.01% |
1,712,364
-52,778
| -3% | -$886K |
|
|
ARR
932
Armour Residential REIT
ARR
$2.32B
| $29.8M | 0.01% |
231,855
+87,052
| +60% | +$11.2M |
|
933
CALL
Goldman Sachs
GS
$289B
| $29.8M | 0.01% |
117,000
+10,000
| +9% | +$2.45M |
|
934
CALL
Caterpillar
CAT
$361B
| $29.8M | 0.01% |
189,000
-282,780
| -60% | -$39.2M |
|
935
CALL
Boeing
BA
$169B
| $29.7M | 0.01% |
100,700
+38,800
| +63% | +$10.5M |
|
|
AOD
936
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
| $29.6M | 0.01% |
3,126,947
+21,508
| +0.7% | +$196K |
|
|
CHI
937
Calamos Convertible Opportunities and Income Fund
CHI
$968M
| $29.6M | 0.01% |
2,644,385
+269,703
| +11% | +$3.09M |
|
938
Hercules Capital
HTGC
$2.99B
| $29.6M | 0.01% |
2,253,223
-50,015
| -2% | -$654K |
|
939
PUT
Stellantis
STLA
$17.4B
| $29.5M | 0.01% |
1,656,000
+652,959
| +65% | +$11.5M |
|
940
AGNC Investment
AGNC
$12.7B
| $29.4M | 0.01% |
1,457,542
+214,257
| +17% | +$4.41M |
|
941
Agilent Technologies
A
$39.6B
| $29.4M | 0.01% |
439,199
+150,648
| +52% | +$10.2M |
|
942
FlexShares Quality Dividend Index Fund
QDF
$2.2B
| $29.4M | 0.01% |
653,105
+60,305
| +10% | +$2.63M |
|
943
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $29.4M | 0.01% |
958,194
-5,374
| -0.6% | -$164K |
|
|
GGP
944
DELISTED
GGP Inc.
GGP
| $29.4M | 0.01% |
1,255,158
+1,069,907
| +578% | +$23.8M |
|
945
Packaging Corp of America
PKG
$22.2B
| $29.3M | 0.01% |
242,926
+145,931
| +150% | +$16.9M |
|
|
NS
946
DELISTED
NuStar Energy L.P.
NS
| $29.1M | 0.01% |
971,785
-553,869
| -36% | -$18M |
|
|
TSS
947
DELISTED
Total System Services, Inc.
TSS
| $29.1M | 0.01% |
367,765
+183,380
| +99% | +$13.3M |
|
|
MTGE
948
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $28.9M | 0.01% |
1,563,027
-423,686
| -21% | -$7.95M |
|
949
Vanguard S&P 500 Value ETF
VOOV
$6.61B
| $28.9M | 0.01% |
262,800
+2,492
| +1% | +$266K |
|
950
Avery Dennison
AVY
$12.8B
| $28.9M | 0.01% |
251,208
+55,149
| +28% | +$5.96M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.