UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
| $46.8M | 0.01% |
3,082,340
+148,244
| +5% | +$2.34M |
|
902
Revvity
RVTY
$12.8B
| $46.8M | 0.01% |
269,962
+57,275
| +27% | +$10.1M |
|
903
West Pharmaceutical
WST
$24.7B
| $46.7M | 0.01% |
110,118
+9,575
| +10% | +$4.04M |
|
904
Xylem
XYL
$28.5B
| $46.7M | 0.01% |
377,476
-13,840
| -4% | -$1.78M |
|
905
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
| $46.7M | 0.01% |
1,049,965
+201,812
| +24% | +$9.38M |
|
906
Vertiv
VRT
$107B
| $46.7M | 0.01% |
1,936,848
+119,858
| +7% | +$3.19M |
|
907
Tractor Supply
TSCO
$17.5B
| $46.6M | 0.01% |
1,151,050
-56,290
| -5% | -$2.18M |
|
908
Ulta Beauty
ULTA
$23.2B
| $46.6M | 0.01% |
129,230
-2,296
| -2% | -$829K |
|
909
Fidelity Total Bond ETF
FBND
$27.3B
| $46.6M | 0.01% |
876,620
+140,915
| +19% | +$7.56M |
|
910
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
| $46.5M | 0.01% |
418,340
-19,322
| -4% | -$2.2M |
|
911
PUT
Booking.com
BKNG
$160B
| $46.5M | 0.01% |
489,250
-87,500
| -15% | -$7.85M |
|
912
Conagra Brands
CAG
$7.18B
| $46.3M | 0.01% |
1,368,332
-18,406
| -1% | -$623K |
|
913
Eastman Chemical
EMN
$8.39B
| $46.3M | 0.01% |
459,841
+67,774
| +17% | +$7.48M |
|
914
Cheniere Energy
LNG
$53.4B
| $46.3M | 0.01% |
474,204
+168,090
| +55% | +$14.7M |
|
|
WBA
915
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $46.2M | 0.01% |
982,000
+49,100
| +5% | +$2.37M |
|
916
CALL
Caterpillar
CAT
$401B
| $46.1M | 0.01% |
240,142
+95,080
| +66% | +$19.8M |
|
917
PACCAR
PCAR
$70.2B
| $46.1M | 0.01% |
875,849
+53,931
| +7% | +$2.99M |
|
918
CDW
CDW
$17.9B
| $46M | 0.01% |
252,821
-10,260
| -4% | -$1.94M |
|
919
Roku
ROKU
$21.8B
| $46M | 0.01% |
146,762
+3,294
| +2% | +$1.24M |
|
920
Dell
DELL
$299B
| $45.8M | 0.01% |
868,183
+229,138
| +36% | +$11.4M |
|
921
JPMorgan Diversified Return International Equity ETF
JPIN
$372M
| $45.6M | 0.01% |
756,410
-17,649
| -2% | -$1.1M |
|
922
CALL
Charter Communications
CHTR
$18.3B
| $45.6M | 0.01% |
62,614
+4,018
| +7% | +$3.05M |
|
923
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
| $45.4M | 0.01% |
2,059,176
+335,391
| +19% | +$7.6M |
|
|
ETG
924
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
| $45.3M | 0.01% |
2,129,649
+56,506
| +3% | +$1.22M |
|
925
Regions Financial
RF
$27.2B
| $45.3M | 0.01% |
2,125,375
-383,461
| -15% | -$7.63M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.