UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Merck
MRK
$322B
| $994M | 0.38% |
12,379,493
+68,652
| +0.6% | +$5.5M |
|
52
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $994M | 0.38% |
24,188,292
-229,371
| -0.9% | -$9.37M |
|
53
PUT
iShares Russell 2000 ETF
IWM
$79.1B
| $982M | 0.38% |
6,487,000
+963,800
| +17% | +$147M |
|
54
PUT
iShares China Large-Cap ETF
FXI
$4.32B
| $974M | 0.37% |
24,460,600
+6,362,428
| +35% | +$258M |
|
55
Thermo Fisher Scientific
TMO
$214B
| $972M | 0.37% |
3,336,674
-170,464
| -5% | -$48.8M |
|
|
AGN
56
DELISTED
Allergan plc
AGN
| $954M | 0.37% |
5,668,428
-1,472,121
| -21% | -$240M |
|
57
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $947M | 0.36% |
24,505,935
-376,245
| -2% | -$14.5M |
|
58
NextEra Energy
NEE
$185B
| $942M | 0.36% |
16,174,896
-610,552
| -4% | -$33M |
|
59
Energy Transfer Partners
ET
$69.5B
| $940M | 0.36% |
71,843,874
-1,287,255
| -2% | -$17.9M |
|
60
Honeywell
HON
$76.4B
| $938M | 0.36% |
5,879,811
-567,519
| -9% | -$90.3M |
|
61
Alphabet (Google) Class C
GOOG
$4.11T
| $916M | 0.35% |
15,025,900
-1,796,560
| -11% | -$106M |
|
62
Costco
COST
$432B
| $913M | 0.35% |
3,167,941
-289,343
| -8% | -$81.4M |
|
|
63
iShares Russell 2000 ETF
IWM
$79.1B
| $904M | 0.35% |
5,975,949
+114,669
| +2% | +$17.5M |
|
64
iShares Core S&P 500 ETF
IVV
$858B
| $891M | 0.34% |
2,986,101
-65,137
| -2% | -$19.4M |
|
65
CALL
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $855M | 0.33% |
20,924,200
-8,160,700
| -28% | -$337M |
|
66
Pfizer
PFE
$143B
| $823M | 0.32% |
24,151,170
-148,165
| -0.6% | -$5.39M |
|
67
Danaher
DHR
$138B
| $819M | 0.32% |
6,394,492
+30,864
| +0.5% | +$3.86M |
|
68
Linde
LIN
$236B
| $801M | 0.31% |
4,136,659
-824,573
| -17% | -$160M |
|
69
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $776M | 0.3% |
27,711,800
+900,300
| +3% | +$24.9M |
|
70
Bank of America
BAC
$429B
| $772M | 0.3% |
26,477,006
+1,843,530
| +7% | +$53M |
|
|
AABA
71
DELISTED
Altaba Inc
AABA
| $759M | 0.29% |
12,404,275
+1,676,386
| +16% | +$111M |
|
72
PepsiCo
PEP
$196B
| $755M | 0.29% |
5,507,706
-540,124
| -9% | -$71.8M |
|
73
PUT
iShares MSCI EAFE ETF
EFA
$76.4B
| $744M | 0.29% |
11,413,200
-2,135,900
| -16% | -$138M |
|
74
Vanguard S&P 500 ETF
VOO
$956B
| $741M | 0.29% |
2,719,851
-94,670
| -3% | -$25.7M |
|
75
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| $737M | 0.28% |
22,781,522
-2,926,448
| -11% | -$90.3M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.